The Law

 Rule 15c6-1   http://www.law.uc.edu/CCL/34ActRls/rule15c6-1.html

Rule 15c3-3   http://www.law.uc.edu/CCL/34ActRls/rule15c3-3.html

Section 8 (1934 Act) http://www.law.uc.edu/CCL/34Act/sec8.html

UCC Section 8 http://www.thesanitycheck.com/Portals/0/UCC8.pdf

Section 17A  (1934 Act)  http://www.law.uc.edu/CCL/34Act/sec17A.html

Section 17 (1933 Act)  http://www.law.uc.edu/CCL/33Act/sec17.html

Section 20 (1934 Act)   http://www.law.uc.edu/CCL/34Act/sec20.html