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Silent Night....Holy Night.....

Location: Blogs Bob O'Brien's Sanity Check Blog    
Posted by:   bobo 12/19/2006 8:45 AM

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Sign the Market Reform Petition Now!: View it here.

To view the SIA NYSE member firm spreadsheet showing $63 billion in delivery and receipt failures as of Q2, 2006, click here.

Visit the new "SEC/Gary Aguirre Cover-Up" section of this site for a compilation of Mr. Aguirre's efforts to expose the SEC's alleged obstruction of justice and whitewashing of insider trading by some of the biggest names on Wall Street.

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The bonuses have never been bigger on Wall Street.

Proof of a massive failure to deliver crisis has never been more readily obvious.

The evidence that those taking investor money and then refusing to deliver the goods are those collecting the massive paychecks, created in large part by the theft of investor dollars, has never been more clear.

In this holiday season, I can't help but think how helpless the retirees who trusted their savings to the market must feel as they see their safety cushion dwindle away. Their faith that the government would protect them from financial terrorists and buccaneers has never been more obviously foolish.

The Aguirre hearing spotlighting the SEC's cover-up of insider trading was a milestone for our little battle, and the revelations it has exposed. The government is actually provably aiding and abetting the most powerful of the criminals. Not much has changed since the turn of the century, when police killed union activists and striking workers on behalf of the industrialists who paid them off, when Wall Street mavens could create nation-state-sized fortunes in a few years (think Joe Kennedy) via stock manipulation, and then be venerated and go on to watch their kids run the country.

That sounds alarmist, doesn't it? But then you consider the testimony at the recent Aguirre hearing, and it's obvious to one and all that our watchdog regulator is indeed running interference and cover for powerful Wall Street figures, for whom the law does not apply. By virtue of their great wealth, and resultant political clout, these figures have the insulation of warlords in less primitive countries - here, it's a bit more civilized, as they don't require their own armies to protect their interests. Taxpayers pay for an army to do so. Of course, it isn't framed that way, as the sheep would revolt if they thought that half the income they slave away to make was being siphoned off and used to pay for an apparatus whose interests were diametrically opposed to their own. No, better to keep everyone focused on gay marriage, and the latest pop starlet, and dangerous people with different colored skin and strange sounding names. For those requiring more evolved titillation, there is always stem cell research, and pro-life or pro-choice, and illegal immigration.

But if you told, point blank, the country that a small group of extremely wealthy special interests had co-opted the nation's government and regulatory structure and made it their own, and that they were methodically plundering the nation's remaining assets, even as that plundering caused obvious harm to their own market system, the average American would shake his head in disbelief.

How could that be happening, when we have a war to fight? When we are busy buying shoddily constructed wood frame and stucco dwellings for a million dollars or more, and then slaving away for 30 years to try to afford the already deteriorating materials, and paying the banks who own the market system for the privilege? When we are busily assuring one another that we live in the best and safest country in the world, ignoring the massive number of our citizens behind bars, and our astronomical violent crime statistics?

How can it be that the whole thing starts to appear to be a wealth redistribution engine, wherein the sheep toil away in their figurative fields, allowed to create a prosperous merchant class (within reason), but always at the mercy of the lord of the manor? Free, as long as the tithes keep getting paid, and nobody questions the ius primae noctis.

The silence from Forbes, and the Wall Street Journal, and the NY Times, and the Washington Post, and even the NY Post, on the topic of the SIA spreadsheet showing conclusively that the delivery failure crisis is huge ($63 billion as of the last day of Q2, 2006, for just the NYSE member firms), is stunning.

This isn't a smoking gun. This is a numerical report of a scandal that makes BCCI and the S&L crisis look like amateur night. And yet the story can't get arrested. Just as the Wall Street bigwigs responsible can't get arrested, or pay a meaningful fine, for that matter.

It's all about the Benjamins. The cheese. The cheddar.

As George Carlin says in one of his funnier bits, the country is run by a group of immensely powerful white men who don't care about you or your needs. And you aren't one of them. If you are even listening to him, you aren't, so don't get confused and think you are. You aren't.

He's pretty funny when he does that bit. Of course, the subject isn't at all funny, when it means that everything that you worked for your entire life is in jeopardy, both from the threat it poses to your personal wealth, as well as to the integrity of the currency you hold.

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Gary Weiss, the latest addition to Forbes, is skewered again by the ever-glib www.Antisocialmedia.net - this time, in a multi-part series exposing his alleged ethical breaches and what the site claims is his socio-pathology. A worthwhile read, and very entertaining, as it is further evidence that if you are sucking from the right milk tit, even the most egregious behavior will go unpunished. As if we didn't already understand that...

Copyright ©2006 Bob O'Brien
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Comments (23)
Re: Silent Night....Holy Night..... By piddly_sum on 12/19/2006 11:09 AM
Steve Forbes calls himself an activist. The problem is that right now that is for other issues.

I know he is aware of this problem, in fact, he replied in a personal letter to me that he is, "surprised that the SEC does not do something about it." I also believe that he is a man with a conscience. That is why I think he has given the nod to Liz Moyer's articles that would never see the light of day in any of the competing fish wraps.

But...it is clearly not enough. Bobo you hit the nail on the head, just how can they all ignore the SIA facts admitted directly by the NYSE???

Well, maybe Steve Forbes is the man who will lead the way in the media. He has the ability to do it, and should be reminded of this. Let's all send him a note, hand write it or type it, maybe e-mail it, but that is probably not as good. Invest 39 cents and make somebody open it up.

Steve Forbes
President and Chief Executive Officer
Forbes, Inc.
Editor-In-Chief
Forbes Magazine
Forbes Building
60 Fifth Avenue
New York, New York 10011
Re: Silent Night....Holy Night..... By piddly_sum on 12/19/2006 11:14 AM
BTW, is it possible that Morgan Stanley is spinning off Discover in order to reduce exposure in Utah?
Re: Silent Night....Holy Night..... By bullrider on 12/19/2006 12:14 PM
Does anyone feel that shareholder lawsuits against the prime brokers such as the NFI lawsuit now in federal court will help bring the naked shorting problem to an end -- or -- to the eyes of the media??


Re: Silent Night....Holy Night..... By Bobo on 12/19/2006 12:14 PM
I wouldn't doubt it. Didn't they threaten to pull out of Utah or somesuch if the Governor signed the bill? That makes me think the SIA's counsel to the state that everyone should wait for the SEC to see what they do was a stalling tactic.

And it worked. I particularly loved how their letter to the SEC on SHO then recommended doing nothing and changing nothing. That has to be the biggest public fact slapping of a state governor by a lobbying group I can recall. First they lie to the state about supporting the bill if it is extended to October, then they lie to the governor about believing the SEC would take concrete steps which they endorse, and then they publish a change nothing diatribe that shows how stupid they believe the rubes in Utah are. And the funny thing is, it worked. Mission accomplished. They must be laughing all over NY...
Re: Silent Night....Holy Night..... By Jeremiah 9:24 on 12/19/2006 12:17 PM
I can't believe that anyone on this Board would think that, just because the SEC provides cover for a Wall Street titan when he helps a buddy make a few million extralegal dollars on a few well-timed extralegal trades, fires the investigator who was chasing the truth, then has senior SEC officials lie to the Senate Judiciary Committee to cover up their extralegal activities for this major future employer--just because the SEC would do that kind of thing, you think that the SEC would provide cover for all those multi-billion dollar Wall Street brokerage, clearing and market making firms, and of course their hedge fund customers, to break rules, violate civil and criminal laws, and steal tens or hundreds of billions from American citizens? There is just no link, and I can't see why anyone here would think there is.

That's like sayiing that, just because you know a rapist raped one victim and got away with it, it's plausible that he might have raped other victims in the past, might be raping other victims right now, and might rape other victims in the future. Just crazy. No correlation. No reason to think it was not a one time discretion.
Re: Silent Night....Holy Night..... By Jeremiah 9:24 on 12/19/2006 12:30 PM
Oh, rats. I meant "indiscretion" not "discretion" as last word of last post. I usually catch that stuff. Sorry.
hey guys check it out! By newspaper on 12/19/2006 2:03 PM
http://www.investorshub.com/boards/board.asp?board_id=7636
Re: Silent Night....Holy Night..... By More on the Market Manipulators! on 12/19/2006 6:35 PM
Market Watchers,

It has been exactly one week since there has been anything to report in the suspect trading in Jag Media. Why is that? Because on December 11, 2006 the stock traded 515,000 shares, traded down on buy side volume, and was the last time we saw the infamous 3:30 market cross.

On December 11, 2006 a Market Cross of a single block of 155,000 shares was executed at 3:40 and closed the stock for the day at $0.1722. This represented the bottom to a radical drop that initiated on November 27, 2006 after a previous market close of $0.42 had closed out the Thanksgiving week.

Since December 11, 2006 the average trading volume, which was exceeding 250,000 shares daily, suddenly dropped with volumes now trading at 51,000 shares (12/12), 19,500 shares (12/13), 78,362 shares (12/14), 85,335 shares (12/15), and 8,000 shares (12/17).

But today, 12/18, the market changed.

With heavy volume into the offers, the stock actually traded down as sellers suddenly lowered their offers to sell into the buy side volume. Bids lifted with blocks of 10,000 shares, 19,000 shares, and even 30,000 shares had no impact on the suddenly tight market as the offers only came down into the buying. Suddenly there were sellers that were non-existent the day before at a $0.22 Bid were now willing to sell into a buyer driven day.

The liquidity that failed in supporting a market collapsing from $0.42 to $0.17 suddenly appears to absorb 350,000 shares at the offer and holding the stock to a $0.01 increase over the previous day close. Forty Five Thousand Times (4500X) trading volume today vs. just yesterday, most representing buy side volume into the offers, and suddenly a seller is found to absorb all trade volume without disruption.

Every buyer plugged as if a share were instantly printed and available to sell.

What else appeared today that had not taken place since 12/11?

At precisely 3:30:44 a trade was executed for 25,000 shares at $0.2493. Suddenly, like clockwork, the trading phenomenon that had occurred repeatedly, day after day for nearly 3 months comes back after a one week hiatus as buyers came into the stock. The appearance of a market cross for 25,000 shares at 1/100th of a penny, vFinance being the most likely candidate as they were the "known player" who came down to cap a market upswing.

This seller once again poised to sell down the buyers in order to cap a market.

How blatant was this?

Consider that at 3:31 a trade was executed into an offer at $0.28 and a mere 7 minutes later the stock was trading down to $0.23 after the day was taken in with nothing but lifted offer. Both Bid and Offer retreating as well.

It really doesn't matter much as this is merely semantics since regulators have little concern over small business and market order. Instead these missives of market conditions are for future reference to those accountable but in denial when it comes to outside auditing of the regulatory processes.

Sedona Corporations, the SEC's poster child of naked shorting abuses, never would have happened without such diligence in explaining the fraud to the experts who watch it. Elgindy still wasn't identified at securities regulatory levels; it took the DOJ to identify the abuses while SEC attorney's aided Elgindy with inside information into on-going Investigations.

One day this too will pass and those who have been made aware of abusive tactics may be called before their own Congressional hearing and asked to explain why you too could not see the abuses before you.

I would venture to say the effort will be repeated again tomorrow as it was today. Our "sell side friend" will once again start the process of market control all over again. Dormancy to the abuser only works if the rest of the investing public remains in dormancy as well. When confronted with a potential problem these sellers always seem to come available with shares to sell and to cap any buy side exuberance.

How much of these sales are just washed trades between accounts is something the regulators will one day have to explain away. Asked SEC Branch Supervisor Robert Hanson how tough it is to sit in front of a Congressional team and try and duck pointed questions when the members have the details behind the questions they asked.

Q: Why have the regulators allowed such persistent abuses to exist? A: We thought it was good for the markets.

David Patch



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Re: Silent Night....Holy Night..... By selene on 12/19/2006 11:09 PM
What does it mean when you get these weird trades that go through at prices like 15.2598 ??? I see that often enough in a few stocks and can't understand why level two is painting that or how that even happens to begin with.

Let's say I place a market order when the bid is 15.25 and the ask is 15.28 and the last price is 15.28. Often enough you'll see the next trade go off at 15.2775 or something like that. Why are we seeing fractions of a penny??? Please can anyone explain this.

Selene
Re: Silent Night....Holy Night..... By I neither admit or deny wrongdoing on 12/20/2006 3:45 AM
http://www.ndtvprofit.com/homepage/news.asp?id=280866
Re: Silent Night....Holy Night..... By Let them eat krispy kreme on 12/20/2006 4:47 AM
http://www.bloomberg.com/apps/news?pid=20601103&sid=a9b9kNFst8uU&refer=us

Minks, Private-Jet Time Get Gift-Wrapped as New Yorkers Splurge

By Heather Burke

Dec. 20 (Bloomberg) -- One New York wife is getting a $50,000-plus diamond ring thanks to hubby's Wall Street bonus. An executive is giving $1 million in private jet time, or 150 hours, so his family won't have to fly commercial. And plenty of $7,000 mink coats and $20,000 necklaces are being boxed up, too.

``I haven't seen such excess displays of wealth and extravagance during the holidays since the 1980s,'' said Samantha von Sperling, a New York-based image consultant and personal shopper. ``This is the most prosperous, most lavish, most extravagant season I've ever seen.''

Expensive gifts are flying off the shelves as securities firms prepare to award bonuses to workers in New York City that State Comptroller Alan Hevesi said will total a record $23.9 billion. That's up 17 percent from last year's $20.5 billion, he said in a forecast released yesterday.
Re: Silent Night....Holy Night..... By crooks on 12/20/2006 4:50 AM
Wall Street bonuses flood NYC's economy By ADAM GOLDMAN, AP Business Writer
Tue Dec 19, 6:36 PM ET



NEW YORK - When Michael Aaron learned that Wall Street investment banks were going to be shelling out record bonuses this holiday season, the savvy wine merchant uncorked his own plan to make serious dough. He paid for a double-page advertisement in The New York Times, boasting a rare bottle of 1995 Dom Perignon. The price tag — $14,950.


"We thought we'd put this temptation out there," said Aaron, chairman of Sherry-Lehmann wine store on Madison Avenue.

The $15,000 bottle of bubbly is just one example of how record Wall Street bonuses this year can trickle through New York City's economy. People are buying multimillion-dollar apartments. They are driving $40,000 BMWs out of the showroom.

A report released Tuesday by the state comptroller said Wall Street is expected to pay out $23.9 billion in bonuses, shattering last year's record by 17 percent.

The impact of such bonuses on the New York economy is profound.

Bonuses are expected to generate $1.6 billion in tax revenues for New York state and another $500 million for New York City. For every job created on Wall Street, three other jobs are created in the city and suburbs.

"Wall Street jobs create jobs," said Ken Bleiwas, deputy comptroller. "Why? Because they are pumping money into the economy. They're going out restaurants, they are purchasing all kinds of consumer goods."

The most jaw-dropping bonuses are being doled out by Goldman Sachs Group Inc., the world's largest investment bank. The company reported a staggering profit last week of $9.4 billion and said it was dedicating $16.5 billion for salaries, bonuses and benefits at the end of the year.

The upper echelon of Goldman Sachs — called the "golden 25" — could get at least $25 million each.

Lehman Brothers Holdings Inc., and Bear Stearns Cos. said they would pay out about $12 billion in compensation — more than $300,000 per employee.

Morgan Stanley Inc., the second-largest U.S. investment house, gave chief executive John Mack $40 million in stock and options for 2006, reflecting one of the largest bonuses awarded to a Wall Street CEO.

The bonus numbers are especially mind-boggling when compared with the salaries of average New Yorkers.

The comptroller estimated that bonuses will average $137,580 in 2006, although most Wall Streeters make much more than that. Excluding people working on Wall Street, the average New Yorker earned $56,634 in 2005. Wall Street accounts for less than 5 percent of all the jobs in the city but more than 20 percent of the wages.

"When Wall Street does well, New York City and New York state do well," Comptroller Alan Hevesi said. "Wall Street bonuses are spent in the city and in surrounding suburbs on entertainment, real estate, automobiles, and other consumer goodsall of which generates jobs and tax revenues."

Real estate is a big beneficiary of bonuses, as plenty of bankers look to upgrade their digs or buy their first pad.

"A lot of my Wall Streeters have been pounding the pavement anticipating the bonuses," said Louise Phillips Forbes, of Halstead Property. "They're prepared to pay a tremendous amount of money."

Earlier this month, Forbes said she sold 11 apartments. More than half of those buyers worked on Wall Street. Forbes says she has about 200 apartments for sale ranging from $500,000 to $6 million. Many of those, she said, will go to bankers.

Forbes said the bonuses heat up the market in another way. Those who do not work on the Street try to close on new homes before those beefy bonuses arrive.

"People started buying before bonuses were even announced so they wouldn't compete with Wall Streeters," Forbes said.

Gregory J. Heym, chief economist for Brown Harris Stevens, said it's difficult to say whether bonuses cause real eastate prices to spike in certain neighborhoods.

"I think a lot of it is going to get masked in the fact that the sales won't close for a long time because they're in new developments," he said. "That sort of makes it hard to attribute any increase to bonuses."

Jeff Falk, president of BMW of Manhattan, has an advantage over real estate brokers.

They can't bring their wares to doorstep of the investment and banking community, but he can.

In July 2005, BMW of Manhattan opened a second showroom on Wall Street. He said his company plans for bonuses, ensuring it has enough inventory to satisfy any urges to buy a sleek BMW.

Falk said he's running an ad that says: "My bonus is faster than your bonus."

And you can't forget that Wall Street essential — the fancy suit.

"It definitely means business," said Phil Kornblatt, director of retail for Hickey Freeman, a maker of fine suits that are popular on Wall Street and routinely cost $1,500. "We noticed a big increase in sales, and I believe most of it is due to the bonuses."

Charles de Rancher, 24, works in New York for Bayern LB, a German financial institution. The conservative Frenchman says he has no intention of running out and buying a car or taking a trip to Las Vegas.

Like many young financial whizzes, Rancher is going to invest his money in a safe place, one that promises a decent return over the long haul.

"I'm sorry, I'm a pragmatic guy," he said. "The bonus goes to repayment of the principle on my new mortgage."

So far, nobody has snapped up Aaron's "Methuselah," a 6-liter bottle of champagne.

But he's hoping. Hoping some Wall Street executive with multimillion-dollar bonus buys it for a New Year's party, making it the most expensive bottle of any wine he's ever sold.

"It would be one hell of a New Year's party," Aaron said.

And one heck of a bonus for Aaron.
Re: Silent Night....Holy Night..... By HegdeHog on 12/20/2006 5:33 AM
http://www.hedgebay.com/Hedgebay/hbwebx.nsf/p_about!OpenPage
Re: Silent Night....Holy Night..... By SteveM on 12/20/2006 5:39 AM
Thanks, HegdeHog, crooks, and Let them eat krispy kreme.

I feel like vomiting!
Re: Silent Night....Holy Night..... By troydian on 12/20/2006 6:29 AM
http://www.constitution.org/abus/safan024.txt
Re: Silent Night....Holy Night..... By kevin on 12/20/2006 7:12 AM
Selene, it may be a code. There is a belief that small trades are a code between market makers.

MM SIGNALS !!

100 > I need shares
200 > I need shares badly but dont take it down to get em
300 > Take the price down to get shares....
400 > Trade it sideways based on Supply and Demand
500 > Gap one way or the other, usually to the direction
of the 500 trade. Sometimes -if in the middle -keep the price right where it is.
Re: Silent Night....Holy Night..... By SteveM on 12/20/2006 7:50 AM
So, I lift my head from the vomitorium in time to read the link from troydian...

... I'll be back later!
Re: Silent Night....Holy Night..... By troydian on 12/20/2006 8:08 AM
http://land.netonecom.net/tlp/ref/federal_reserve.shtml
Re: Silent Night....Holy Night..... By HedgeHogs on 12/20/2006 10:05 AM

Just four years ago, the U.S. had 86% of total hedge fund assets. Now, it has only about 60%. London today is the second-largest hedge-fund center, with 90% of all of Europe's hedge-fund assets. Australia is home to a quarter of Asia-Pacific hedge-fund assets.

As in Greenwich, charity is a prime showcase for hedge-fund wealth. In early May, 1,000 hedge-fund traders and their coterie of bankers, accountants and lawyers gathered at London's stately Marlborough House for a bash benefiting disadvantaged children. As guests dressed in black tie and evening gowns strolled down a boulevard-like path, they were joined by a 42-ton mechanical elephant, the creation of some French theatrical magicians. Inside, acrobats did somersaults, diving into fish tanks as Elton John performed. A total of £18.4 million, or roughly $36 million, was raised that night as traders bid on a Damien Hirst painting, yoga with the singer Sting and a guitar lesson with Chris Martin of the rock band Coldplay.

The trappings of hedge-fund wealth also were on full display at a party manager Noam Gottesman held this summer. Several guests arrived at his home in the English countryside in helicopters. There was an old-fashioned Ferris wheel, a hot-air balloon and an electronic arcade with more than two dozen games.

John Saumarez Smith, who runs a bookstore on Curzon Street, says that as the holidays approach, traders venture into his shop, stacked from floor to ceiling with new and old books. For those looking to spend $600, Mr. Saumarez Smith will suggest a set of books. He says he often is rebuffed because the traders complain the books don't look "nice" or aren't leather. "They are just looking for something flash-looking and that costs a lot," he says.

Hedge-fund managers also are flocking to polo, long the preserve of England's upper crust. "Without hedge-fund managers, polo would be a much quieter sport," says Jack Kidd, a well-known English polo player who sold his polo farm to Moore Capital's Louis Bacon. "They are the ones pumping money into it right now."

Exhibit A is the Fifield Polo Club. In the pantheon of polo, Fifield is many leagues below Guards Polo Club, where Prince Charles and other royals play professional "high-goal" polo.

Still, John Wentzell, a trading manager at hedge-fund firm Man Financial, has vaulted Fifield's fortunes, giving the club nearly $20,000 for a digital scoreboard emblazoned with a big blue "Man" and a 50-seat grandstand carrying the Man logo. Playing polo "is a total adrenaline rush," Mr. Wentzell says. It also is a "cheap way of advertising to a select group of people."

http://www.moneyweb.co.za/shares/international_news/523986.htm
The new money also is washing over the art world. A section at London's Tate Modern art museum -- showcasing a collection of surrealist works by, among others, Salvador Dali -- now bears Mr. Gottesman's name. British hedge-fund owner Michael Hintze and his wife Dorothy gave $3 million to the Victoria and Albert museum to display sculptures made by British artists or acquired by British patrons.
Re: Silent Night....Holy Night..... By hell, we need more than a little christmas rite th on 12/20/2006 11:01 AM
from ny times 12/20 by floyd norris...
>Responding to complaints that the costs of the Sarbanes-oxley Act were too high, the [PCAOB] proposed a standard yesterday aimed at allowing auditiors to do less work - and charge less money - when assessing internal controls over financial reporting...<

let's see now. so, even in times when financial transactions have sky rocketed in complexity- see credit derivatives, credit swaps, repos, etc. our gubmint financial stewards are considering a decrease of financial oversite, lowering the standards by eliminating "unnecessary" follow thru.
it seems to me...instead of all this discussion about large vs. small company costs,
it should hinge on transaction complexity costs. if companies engage in these complex nesting doll like transactions, then they must foot the bill to cover auditing costs. how can we allow derivatives within swaps within trusts within holding companies to be traded without providing for the verifications of these transactions?
Re: Silent Night....Holy Night..... By Take Away the Checks & Balances on 12/21/2006 1:23 AM
This way they can set up their sham companies, sucker the little guy into "investing" and thenthrow the books in his face as they short it to oblivion, "See, I told you it was a sham".
Re: Silent Night....Holy Night..... By Aircraft Marine Products (AMP) on 12/22/2006 4:54 AM
The problem for the "Machine" is that the real Forest Gump "got it". He was the test! That idiot fool is at the ass end of the techno Baby Boomers. 40 million strong with their laptops will be soon be watching their investments in real time. If nothing changes, an old Beatles song will become popular again, " Say you want a revolution".

Forever Pearl Harbor Day. Cry wolf or just cry.

It was always, for the real hero's, like 37w47.

And that ladies and gentlemen, is all I have to say about that.
Re: Silent Night....Holy Night..... By Naughty Santa on 12/28/2006 9:22 PM
http://cmkxtruthandjustice.blogspot.com

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