Funny Bunny
Looking for something a little lighter?
Catch Bob's more irreverent and amusing pieces in his Funny Bunny Blog.

Another Company Looks At Abandoning US Market System

Location: Blogs Bob O'Brien's Sanity Check Blog    
Posted by:   bobo 8/14/2006 6:51 AM

I got an interesting email in my inbox this morning, wherein a US-listed company announced their intention to delist in the US, and seek more equitable and fair markets - abroad.

This is in a direct response to naked short selling in the US markets.

You can read the press release here.

Now, when a nation starts seeing its resources departing due to inequity, and has to place disincentives in the process to keep them here, we stop being the great nation others come to with the expectation of prosperity, and start becoming more like Soviet Russia.

Our tax code already has gone a long ways down that road - if you renounce your US citizenship now, every dollar over $500K is taxed at a 50% rate, regardless of whether you have already paid taxes on it (you have). Why? Because the US views your money as its money - they would have gotten it when you died, so why should they be "cheated" out of "their" money?

This went into effect under Clinton.

It is the closest thing we have to currency control, and is essentially a 50% fine for wanting to go somewhere else with your cash and your brain.

Now we are seeing many large IPOs occurring outside of the US, and I believe we will see other companies departing the US market for more fair systems. The news is out that our market is a rigged game, the Wild West, where the banditos get away with murder while the sheriff's asleep. That's what happens in a global market where companies are free to shop for jurisdiction. Why stay in a fixed game, to be savaged by criminals, if you can take your business elsewhere?

Good question. Although it is highly likely that our market system can trade derivatives or ADRs of the foreign listing, and just naked short sell those into the ground, making it impossible to truly escape the reach of the Wall Street predators.

I can make a prediction. We will see an increasing number of issuers looking for ways to escape, and chucking it in on the US system, and moving abroad (presuming there is a way for that to be effective). And we will see cries for interventionist legislation blocking that, presumably for patriotic reasons, but in actuality to prevent escape from the predators.

I don't know how listing on the London bourse would impact the ability of the US markets to list the stock and then manipulate it here. But I do know that what you are seeing is a larger number of companies trying to figure out how to get out from under the criminality that now defines Wall Street's actions. After the Vonage IPO and the OSTK debacle, there isn't even a pretense of fair play or equitable treatment, and the regulators are a standing joke, who "study" the impact of the destruction of companies for years, and hold roundtables to chat about it, and request comments, and stall laws to avoid any actual solutions.

The simple solution - settle all trades at T+3 or break the trade - is always avoided, or argued as though that were an impossibility. I mean, think of how it would constrict Wall Street's trading if they actually had to deliver what buyers were paying for!

I think the game is over now. This company is merely one of the first to do what many will likely do over the next year. I know that they will be mocked for their business activities - erotic items - as that is the easy shot, rather than addressing the substance of their complaint. To that, I will simply point out that the adult film business is roughly 2+ times the size of mainstream Hollywood's business.

The real question is, how much IPO and listing business do we have to lose before the problem is correctly seen as damaging the integrity of our market system?

---------------------

Speaking of integrity and our market system, this article on the Utah conflagration says it about as well as anything I've seen.

Utah caved, and sold out its issuers in exchange for Wall Street's favors.

What they get in return is unknown. But what Utah companies and citizens don't get is any protection from illegal naked short selling. Instead, the very things that the law was intended to address - the stalling, and non-regulations that are the stock in trade of the SEC - are trumpeted as virtues by Utah, and the idea is that after years of being savaged with no relief from anyone, it is a good idea to wait still longer to see if THIS TIME maybe some regulation will be passed by the SEC that will do anything at all.

I can answer that. Reading the SEC proposed amendments to SHO, the options MMs will still have the ability to naked short sell to their heart's content, the regular MMs will still have the ability to naked short sell to their hearts' content, and no meaningful penalties are being suggested for violation of the pablum-like rules that do exist. No hard borrow is required, nothing is proposed to address the "desking" and creation of fraudulent securities entitlements, nothing is done to address the myriad number of ways to rig and game the system.

And most notably, no effort is made to observe the 1934 Securities Exchange Act edict that calls for PROMPT SETTLEMENT, including transfer of record ownership, for ALL transactions. The SEC is still considering that to mean EXCEPT for the dozens of exceptions they have created, in violation of the Act.

Until we have a regulator who behaves responsibly, and consistent with the law that created them, there is little reason for hope that the regulator is anything but a rubber stamp for Wall Street.

And now we can add Utah to the pile of "This time it's different...doh...uh...actually not" cases we have seen.

Copyright ©2006 Bob O'Brien
Permalink  |  Trackback
Comments (16)
Re: Another Company Looks At Abandoning US Market System By Chucky on 8/14/2006 8:37 AM
Bob, Maybe Overstock can do the same as this porn company is doing. Leave the NASDAQ entirely because of naked short selling
Re: Another Company Looks At Abandoning US Market System By rtway1 on 8/14/2006 8:35 AM
Bobo do they have a mark to market system over there and do they enforce there rules or is their playbook written by our SEC with Cox as the coach.
Re: Another Company Looks At Abandoning US Market System By bobo on 8/14/2006 8:38 AM
Is it bad when even the porn purveyors want out of the US system because it's too dirty?

Rtway: How could it be any worse?
Re: Another Company Looks At Abandoning US Market System By Niel Storts on 8/14/2006 8:51 AM
This is just too good to pass up. Wish I had some ms paint right now. ....... What a surprize....... Naked shorts are all over porn producers..... Reason being,,,, when they auditioned for a starring role....... They were handed the the new comedy script............. "Naked shorts in action." ........As they were laughed out of the basement studio........
Re: Another Company Looks At Abandoning US Market System By rtway1 on 8/14/2006 9:16 AM
That my friend was an excellent and obvious answer. The saddest part of this whole dilemma is that the vast majority don,t have a clue as to the severity of the problem and yes I know I am preaching to the choir but I just once would like to see Joe six pack and his neighbor rube be interviewed on Leno or Letterman as a question and answer segment to point out what dumb asses America has become and how they are kept at the hands of their masters.
Re: Another Company Looks At Abandoning US Market System By mhatmccane on 8/14/2006 9:30 AM
I'm confused with the Atty Genl statement about avoiding costly litigation - isn't litigation what the Atty Genl's office does? Doesn't the State pay them whether they litigate or not?
Re: Another Company Looks At Abandoning US Market System By bobo on 8/14/2006 9:37 AM
Well, RTway, the average Joe is getting his rights taken away in dangerous ways every day, and doesn't care. Did you hear about the smart chip that will be going into every passport and driver's license in 2008? Allows GPS tracking to within a few feet of the average Joe. As with everything else, it's to "protect" us.

If the average Joe doesn't get upset over that, why would he care about his retirement being stolen?

Consider that the SEC takes the tact that naked short selling "protects" us from the imbalances that would happen if there weren't enough shares to sell of "bad" companies to keep them from rising "beyond fair value."

Just chew on that statement for a while.

As to the AG statement that they are avoiding costly litigation, that is pure horse poop. The suit would have been chucked immediately because of lack of standing, per my attorney buddies. And if they were incorrect, big deal, the AG has to fight in court to uphold the law! I wonder if they are trying to spare the SIA the expensive and futile legal battle...?
Re: Another Company Looks At Abandoning US Market System By Pinkice on 8/14/2006 9:43 AM
bobo - another heads up fwiw. you may want to look at another company on the pinks, symbol IPWG. they have been naked shorted to death also. rumor on the equitygroups.com website for IPWG is that the CEO is mad as hades and they are looking at a London stock exchange also. i have no other info than what has been posted on those boards and ragingbull.

and yes, absolutely what ceo in his/her right mind wants to have to deal with sarbanes-ox., being a target of the media and the short sellers for naked shorting, the FTD issues. more companies will forego the us market and go out of the country for the IPO process and capital financing.
Re: Another Company Looks At Abandoning US Market System By rtway1 on 8/14/2006 10:07 AM
Bobo I think I asked this question before to Dave P. but never got an answer. Is it possible that this country could have 2 separate markets. One market would only be a long side auction market just like buying a house or a car or any thing that requires a recorded proof of ownership and that proof of ownership can not be lent out, in fact the owner gets possession just like the old days. The second market would be a traders market much like the commodities market where all derivatives, options, and short sales would take place. The secondary market could be used as a barometer for the sake of direction if one were so inclined to believe the momentum of that market to whatever direction it was heading. Am I being to simplistic. The markets in any item always find their fair level, use housing for example, and no one shorts housing for the sake of liquidity.
Re: Another Company Looks At Abandoning US Market System By Chucky on 8/14/2006 10:19 AM
Bob, who are the other companies which are abandoning the US market system.

Do you have a list?
Re: Another Company Looks At Abandoning US Market System By BAThompson on 8/14/2006 10:25 AM
I still think that Naked Shorting the US Dollar should be our battle cry. Maybe then the powers that be will relate to the magnitude of the violations in place.
Re: Another Company Looks At Abandoning US Market System By Chucky on 8/14/2006 10:48 AM
Bob, I just read on SI that our guest blogger Gayle Essary died.

A blogg dedicated to him would be nice. Gayle was one of the first to speak out on naked short selling.

--------------------------------------------------------------------------------

StockGate: Take Your Subpoena, Linda Thomsen, And Park It – We’re All Journalists Here
By guestblog on 2/28/2006 6:11 PM

FinancialWire's Gayle Essary has a new piece that is great commentary on the subpoena debacle. I'd encourage everyone to go vote in his poll, as well, on whether or not Cox should be censured for his response to the issue to date. The link is in the middle of the document...

Re: Another Company Looks At Abandoning US Market System By Take a Bite Out of NSS on 8/14/2006 11:10 AM
Bobo, I’ve lost thousands of dollars on OSTK. I’m not happy about it, as I think it’s a viable business model and they’ve carved what I believe is a sustainable niche. That said, here’s my take on this whole deal.

It’s interesting that you’ve mentioned Overstock and Vonage in the same breath. The normal reason to take a company public is for insiders to cash out. Wallstreet knows this and the insiders know this (or should know this). Wallstreet agrees to “broker” this whole affair, and through various shenanigans, they get their cut as the insiders safely squirrel away their nuts. If a company actually needs to raise working capital, they go directly to the bond market instead, and pay the prevailing rate of interest.

However, for a public offering to work for both the insiders and Wallstreet, the offering must be conducted according to the established “rules”. Doing a Dutch auction “violates” those rules, rendering the IPO persona non grata. I believe both Overstock and Vonage did Dutch auctions for their IPO. In this case, the Street let Overstock rise substantially, only to subsequently drive it into the ground. They didn’t let Vonage rise at all before killing it. With a few notable exceptions, most of the other stocks that consistently appear on SHO routinely qualify as “junk”. Another recent, famous IPO, Google, has had a markedly different outcome, but I feel it is only a matter of time before Wallstreet takes its “revenge”.

As we have seen demonstrated time and time again, the rule of law is a fiction. I may be wrong in this, but I believe the only practical cure for naked short selling is to either play by Wallstreet’s rules, hook, line, and sinker, or keep the company private in the first place. In OSTK’s case, they would need to take the company private again, if they can.
Re: Another Company Looks At Abandoning US Market System By Guessing on 8/14/2006 11:59 AM
Bob, believe it or not, here in Toronto we now actually have an effective buy-in system. If someone doesn't deliver stock in 3 trading days, a notice goes out to exchange for people to tender cash stock (ie. same-day settlement). The kicker is that the buy-in is done at a premium to the current market price. As a result we have hardly any FTD's. We also have US$ listings.

I think Fairfax should delist from NYSE. If enough companies do it, perhaps the powers that be will get the message.
Re: Another Company Looks At Abandoning US Market System By Chucky on 8/14/2006 12:27 PM
Re: 7/12/06 - In memory of Gayle Ray Essary, CEO of InvesTrend Communications

Published: July 13, 2006 04:21 pm

Obituaries for 7-13-06

The Palestine Herald
Octaviana Alaniz

Gayle Ray Essary

Funeral arrangements for Gayle Ray Essary, 66, of New York and formerly of Palestine, are pending at Bailey & Foster, Palestine.

Mr. Essary died Wednesday at Seton Medical Center at Austin.

http://www.palestineherald.com/obituaries/local_story_194162116.html

=====

Published: July 15, 2006 03:11 am

Obituaries for 7-14-06
The Palestine Herald

Gayle Ray Essary

Services for Gayle Ray Essary, 66, of New York, and formerly of Palestine, will be at 3 p.m. Saturday July 15, 2006 at the Grace & Truth Gospel Tabernacle, 924 N. Esplanade with the Rev. Robert Guthrie, the Rev. Johnny Cook, the Rev. Deborah Cook, and Paul Essary officiating. Burial will follow in Broyles Chapel Cemetery. Arrangements are under the direction of Bailey & Foster, Palestine.

Mr. Essary died Wednesday at Seton Medical Center in Austin. He was born June 23, 1940 in Electra, Texas to the well known evangelist the Rev. Willerson Essary and Lena Essary (Eads). For many years Gayle traveled with his father ministering with such well known national evangelistics as Jack Coe, Donald Skelton, Gordon Lindsay and many others. Mr. Essary graduated from Palestine High School in 1956, at the young age of 15. He later graduated from Tyler Jr. College at the age of 17 where he served as president of the student body. Mr. Essary became a reporter for the Tyler Star at age 19 and was the youngest newspaper reporter in the state. He ran many political campaigns and has been editor and founder of many magazines. He was currently CEO of InvesTrend Communications, Inc. He was also known for his sense of humor and his knack for always seeing the details and putting everything into perspective. Although he lived in many places he always considered Palestine to be home.

Mr. Essary was preceded in death by his father the Reverend Willerson Essary, founder of Grace and Truth Gospel Tabernacle, his mother and step father Lena and Billy Eads and older brother and younger sister. Gayle is survived by his four children Todd Essary of New York, NY, Lisa Westfall of Austin, Russell and Melanie Essary of Rego Park, NY, Linda Essary the mother of Russell and Melanie Essary. He is also survived by his Mom Etta Bell (Armstrong Essary) Guthrie and her husband Reverend Robert Guthrie of Palestine, his sister and her husband Reverends Johnny and Deborah (Debbie) Gail Essary-Cook of Forney, his brother and his wife Paul and Doenye Essary of Deer Park, three grandchildren Kyle Westfall, Matthew Ishee and Mary Elizabeth Ishee, two nephews the Reverend Jefferey and Shekinah Cook of League City, John David Cook of Palestine, two great nieces Rebekah Cook of Forney and Orfhlaith (Orla) Cook of League City, and one great nephew John Jeremiah Cook of Forney.

Pallbearers will be Todd Essary, Russell Essary, Paul Essary, Wayne Ishee, Kyle Westfall, Jeffery Cook, John David Cook, Matthew Ishee, Brandon Brooks, and Ricky Brooks.

Condolence calls will be received from 7 to 9 p.m. today at Bailey & Foster, Palestine

http://www.palestineherald.com/obituaries/local_story_196031133.html

=====

Today was the day we said goodbye to my bubba Gayle
by Deborah Essary-Cook July 16, 2006 01:01 AM EDT

Today we had the funeral ceremony for my "BUBBA" Gayle Ray Essary. We were honored to have so many friends and relatives come to honor his life. The words that were spoken, hugs that were given (and received), smiles that were smiled, and simply the presence of so many who loved my brother so much, was so appreciated.

We laughed and we cried, we ate and we talked, we remembered and remembered and remembered.

We talked about a MAN of integrity, a MAN of principle, a MAN of knowledge, a MAN who was involved with his children, a MAN who was unafraid to take risks, a MAN who was a role model for his children, a MAN who valued hard work, a MAN who left a lasting impression on everyone who came in contact with him, and a MAN of DEEP spiritual beliefs and convictions.

This MAN was my brother and he can never be replaced but will forever be remembered, will never be forgotten but will live within us. We each will always carry Gayle in our heart. And while carrying him in our heart we will always be better people and will make better choices simply because he made a deposit in each of our lives.

He loved to research new things, to make decisions that would benefit small companies, to connect people and resources, to bring companies and in reality each of us into the future through technology and connections.

He was a man who was always for the "Underdog", he was always David and never Goliath, he was inspiring to others, and always believed that simple ordinary people could accomplish unordinary things. He always belived in the" little person " and their potential, he was a gentle GIANT who could seemingly move mountains. He was an innovator and could see and organize the details to make up the whole package, he could organize and administer (some might say control), and create order out of choas.

He wrote where you and I as readers could see what he was seeing, hear the sounds he heard, breathe the air he breathed, and even smell what he was smelling the smells. He was an extraordinary man who in his 66 years here on earth accomplished more than 100 people will accomplish in their whole combined lives.

So in reality we are never "losing" him but just starting a journey to uncover the pieces and deposits each of us are carrying in our lives and in this journey we will be finding parts of him in each of us.

So bye for now "Bubba" but not for ever: just until we reach the finish line.

http://www.gather.com/viewArticle.jsp?articleId=281474976767361

=====
Re: Another Company Looks At Abandoning US Market System By InTheKnow on 8/14/2006 12:46 PM
I met Gayle at one of the Naked Short rallies in NYC and he asked me in which building were the DTCC offices because he wanted to hand out leaflets protesting naked shorting. He then walked down the block and handed them out.

He acted on what he believed. He was a man of small stature but stood as a giant against the misfits of Wall Street. He is missed by all.

Your name:
Title:
Comment:
Please limit your comments to 500 characters. For longer comments, use our forums.
Subscribe via Email
Get This Blog via Email:


Powered by Squeet.com
Sanity Check Archive
Resources
Copyright © 2006 The Sanity Check   |  Privacy Statement  |  Terms Of Use