Funny Bunny
Looking for something a little lighter?
Catch Bob's more irreverent and amusing pieces in his Funny Bunny Blog.

When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians...

Location: Blogs Bob O'Brien's Sanity Check Blog    
Posted by:   bobo 6/26/2006 12:39 AM

The NY Post's Chris Byron was for years one of my favorite columnists. Bright, economic in his use of language, on point.

Not lately.

Read his latest column here.

What's wrong with it? Well, let's see, For starters, Chris seems unable to distinguish between legal short selling, and failing to deliver - a practice largely illegal, and believed to be a major problem for companies targeted by stock manipulators.

Why this cognitive dissonance? Don't know. It isn't as though it is a tough idea to comprehend, or that he doesn't know the difference.

One is legal.

The other is taking money from a buyer, then failing to deliver the shares the buyer paid for. Fraud, pretty much by any layman's understanding of what constitutes fraud. It is illegal, except when performed by a market maker in a narrow set of bona-fide market making instances.

Chris embarks on a harangue that had me scratching my head - I mean, you have to work to pretend you don't understand this after the amount of coverage it has received - really work at it. And Chris is apparently a hard worker. He introduces a lot of colorful history, and posits anecdotal factoids about a few companies he feels benefited by being on Reg SHO - while ignoring the companies for which hard data actually exists: NFI, with 12.5% of its total outstanding shares failed trades at one point, OSTK with 12.5+% of its shares currently failed. These companies provably have been massacred by being on SHO, and yet they escape his focused gaze.

Why would the big board poster boys for illegal failing to deliver be ignored by Chris when trying to make his point?

Why would he try to blur the line between legal short selling, where a borrowed share obtained before selling it is delivered to the buyer, and failing to deliver, which as the name implies, is the failure to deliver what was paid for - and is generally illegal?

Why is he painting legal short sellers as victims of some sort of persecution, when nobody has any issue with legitimate short selling?

It seems like there is something in the water in New York, where guys who are smart enough to do in-depth, comprehensive analysis of complex issues can't make distinctions a five year old can once the issue comes to the topic of market manipulation.

Why is that, do you think?

---------------------

Senator Richard Shelby, head of the Senate Banking Committee, was on CNBC this morning, in a spectacular performance which highlighted what is wrong with the system.

Shelby said he didn't think that naked short selling - again, taking a buyer's money, then NOT delivering the product paid for - was fraud. Or more specifically, that he hasn't had anyone tell him that it was fraud.

That would be Senator Richard Shelby, apparently lying on national TV.

Lying? What? A senator lie? How can that be?

Well, I know of a number of letters to Shelby, clearly explaining exactly how failing to deliver/naked short selling is fraud. There are a number in the forums section in the Wall of Letters. So he has been told that, numerous times, by his constituents.

So he lied. Unless his defense is that nobody has actually spoken verbally to him, and that letters don't constitute being told. Does everyone see why posting the hundreds of letters to the Wall of Letters is vital, so as to expose the lie as it is uttered? These weasels will try to claim they didn't know there was a problem once the shit hits the fan - which it is starting to do. Don't let them get away with it - the data is damning, and it is available to one and all for perusal.

But it gets better. He espouses the belief that a complete absence of any regulations for the entities responsible for the majority of trading on Wall Street is a good thing, not a bad thing. Sort of exactly like it was in 1929 - the good old days where large stock pools did whatever they felt like in the markets, and nobody did anything.

That ended well.

He ignores that hedge funds are immune from any serious scrutiny by the SEC - allegedly because of co-opting of that agency by the Beltway, and Wall Street - and further goes on to share his notions that "if it isn't broken, don't fix it." And in a breathtaking display of hypocrisy, he takes the following position WRT the SEC and its funding: "Congress will provide them with what they need if they make the case for it."  Gasparino replied, "They've said for years they're underfunded." Shelby:  "I have not heard from Cox." 

And this is the guy that killed hearings into naked short selling, and is supposed to be investigating SEC corruption allegations tendered by Aguirre, and is heading up the oversight committee that is the watchdog for Wall Street and the SEC.

Anyone confused as to why we need a special prosecutor appointed now? Someone with no ties to Wall Street?

This was one of the most disgraceful performances I've ever witnessed, but was useful in clearly identifying the problem. I didn't have any questions after seeing it. Pretty much got it cold.

The system is corrupted at the highest levels, and the prisoners are running the prison.

Any questions?

As an aside, Mark Faulk just emailed me to confirm that there was not an ounce of truth to Shelby's claims. I'll let him write about it, but suffice it to say that it doesn't pay to lie on national TV when the blog world is watching...

-------------

On CNBC just now,  the commentator says the charges made by Aguirre against the hedge fund in question are "outrageous".  18 trades vs. 136000 trades.  Why would Mack risk it?

Uh, wow, why would Boesky risk it? Why would Milken, the king of junk bonds and a guy making billions, risk it?

Same reason as ever: They think they are immune from prosecution, and will never get caught. And they own the press machine now, so can spin things in their favor.

This is the sort of logic reminiscent of the Milken PR campaign: "Why would a national treasure at the top of his game risk everything to cheat the system out of a few drops more?"

96 felony counts, and a guilty plea on 4, with hard time done show the lie to that line of reasoning.

I wonder how Gasparino keeps from vomiting these days? 

----------------

In a quick blurb, I read the lapdog's latest fumbled attempt to seem impartial about naked short selling.

I was going to comment, and then I received the following email, which nicely summarizes Herb's flailing:

"He actually entitled his blog "Herb vs. Glenn on Overstock, Naked Shorting" and then has the audacity to repeatedly tell Patch and Faulk that it is not his intent to discuss Naked shorting in his blog (Uh, Herb check your own Blog title).. The man is a complete and utter fool!"

Perhaps some journalist should inquire in writing as to whether he is high on drugs, drunk, or mentally ill when he was writing his blog. Oh wait. That is only reserved for CEOs of publicly traded companies whose shares are over 12.5% naked shorted as of a little while ago...

Welcome to Wall Street...

 

 

Copyright ©2006 Bob O'Brien
Permalink  |  Trackback
Comments (64)
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bidrec on 6/26/2006 6:38 AM
Wall Street is a complicated place. I remember when I worked there successfully explaining things to people only to find out that their brains had been wiped clean overnight. Chris Byron is a mouthpiece. When he reads your arguments he has to go to someone else and say, "Easterbunny said this. What do I say back?" You don't have a disagreement with Chris Byron. You have a disagreement with his sources.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Browntrout on 6/26/2006 6:45 AM
I just watched the CNBC spin story a few minutes ago. As soon as they reported that Gary Aguirre was to testify they cranked up the spin story about the amount of trades questioned versus done by Pequot. Of course they forgot to mention that the trades in question were referred to the SEC by other regulators for investigation. They also failed to mention that Pequot had gone long a company just before a buyout and shorted the buying company. What are the odds of that? They also failed to mention that Gary Aguirre is an AMERICAN HERO for coming forward and putting himselfsquarely in front in the bullet's path that seeks to destroy our country.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By rtway1 on 6/26/2006 10:22 AM
I think the republican party is going to take a big hit on this idiot. I,ve tried e-mailing him at least ten times and I,m even on his dumb ass mailing list because of it. He sounded like Hugo Chavez telling the people that this is the way it is because I said so and I run the system. On one hand you have Gates and Buffet wanting to give their all to their fellow man and woman and on the other you have these slime balls who can only achieve by stealing, taking all that they can from their fellow man and woman with the help of the government and proudly announce their misdeeds and feel they have earned the badge of courage by screwing people shamelessly.I also called CNBC and vented my outrage. Thanks for the number jcline.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Steubenville Ohio on 6/26/2006 10:22 AM
Perhaps he's senile. Sounds to me he bears a lot of watching.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By rtway1 on 6/26/2006 10:31 AM
Anybody that has half a brain in our government knows that a huge number of hedge funds are off shore and contributing nothing to our tax base or GDP. They are also the ideal place to launder money and fund terrorism and this guy does not want them regulated! If the American public has this presented to them in a forum they could understand they would tar and feather most of these people who don,t want regulations. To hell with the regulations how about a new system that support the people that want to kill us.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Johnboy on 6/26/2006 10:31 AM
How do we start to get rid of this idiot Shelby?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By daven on 6/26/2006 10:50 AM
He's obviously bought and paid for.

I keep saying that we need to make this personal and name names. How do we get rid of this crook?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Bobo on 6/26/2006 11:14 AM
Here's an oldy but goody from last week:

http://www.forbes.com/business/2006/06/20/naked-short-selling-overstock-cx_lm_0621short.html

Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By piddly_sum on 6/26/2006 11:25 AM
I just received a call back from Andrew of the Senate Banking Committee.

The official line from Senator Shelby is he misunderstood and was referring to "short selling" not being fraudulent and not "naked short selling".
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By piddly_sum on 6/26/2006 11:32 AM
Further probe into Pequot Capital
By Holly Yeager in Washington and David Wighton and Anuj,Gangahar in New York

Published: June 24 2006 03:00 | Last updated: June 24 2006 03:00

Two Senate committee chairmen have launched their own probe into an SEC investigation into Pequot Capital, signalling deepening concern in Congress over the burgeoing hedge fund industry.

The rest of this article is for FT.com subscribers only


Apparently Shelby and Grassley have referred thteh Aguirre whistleblowing to the SEC special council.

Does anybody have a FT subscription and can get the details?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By piddly_sum on 6/26/2006 11:36 AM
why does it take a UK newspaper to report this sort of thing (rhetorical question)?

Letter could put more pressure on industry
By David Wighton and Anuj Gangahar in New York and Holly Yeager,in Washington

Published: June 24 2006 03:00 | Last updated: June 24 2006 03:00

To politicians looking for evidence to justify further scrutiny of hedge funds, Gary Aguirre's letter to Senators Chuck Hagel and Christopher Dodd appears to provide welcome ammunition.

The rest of this article is for FT.com subscribers only

Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By SHELBY the Squirming Pig on 6/26/2006 11:52 AM
PIDDLY-"I just received a call back from Andrew of the Senate Banking Committee.

The official line from Senator Shelby is he misunderstood and was referring to "short selling" not being fraudulent and not "naked short selling"."

Ask them if he will publicly retract his statement via a large media release(TV and papers). Otherwise you can chock their answer up to BULLSHIT!
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Paladin on 6/26/2006 12:02 PM
Just sent Shelby a letter, too, amongst others.

When you contact him, be sure to note that copies of your letters and those of others have long been posted on public forums and will continue to be circulated. Also cc your letters to the various media outlets in the state.

Keep on!



Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Paul on 6/26/2006 12:18 PM
I'm starting to get real fucking angry.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By hemingway811 on 6/26/2006 12:19 PM
I just checked The Wall of Letters. There are only 2 e-mails to Senator Shelby posted and one of those is posted as a response to an e-mail sent 11/26/05. Anyone just scrolling through the 8 pages of letters would believe there is only 1 to Shelby.

How can we call him a liar without providing proof? If you have ever sent a letter or e-mail to Sen. Shelby, please take a few seconds to it post at The Wall of Letters in the "Forums" section. You can now use "copy and paste." It takes less than a minute.

We need more credibility to counter Shelby when he says nobody has ever talked to him about nss .

BTW, I discovered this because I was composing an e-mail to Charlie Gasparino and wanted to include the letters written to Shelby. I'll have to abandon the e-mail for now because I can't offer sufficient documentation to call Shelby a liar.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By hemingway811 on 6/26/2006 12:22 PM
Paladin,

<>

Please read my comment above and post your letter to Shelby at The Wall of Letters. Also, any previous ones you have written to him.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 12:24 PM
I'm watching the video of the exchange right now. Shelby is looking right at the camera, and verbatim, his response to the question, "What about naked shorting? And I don't, uh...I'm not saying anything nasty...naked shorting of stocks...what about that?" was "Well, that's been going on a long time, and I've never had anyone talk to me and tell me that's fraud..."

Which part of naked shorting...naked shorting of stocks, repeated twice...which part of that seemed the most confusing to the good Senator? The commentator didn't say short selling, didn't say naked short selling. So it isn't like he only could have heard short selling.

The exact words used were naked shorting of stocks.

You just read my transcript of the exchange.

Sounds like the good Senator has selective retroactive hearing when it comes to the topic.

But I agree. If he "misunderstood", super, then tell us precisely what he thinks about naked short selling of stocks, specifically as described in the Aguirre letters, wherein it is used as a manipulative device by hedge funds to drive vulnerable companies to zero.

What does he make of that? I'd be curious given that he CANCELLED hearings on the topic.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By The infighting begins on 6/26/2006 12:26 PM
DJ NY Money Manager Not Afraid To Fight SEC>BBDC

06/26/2006
Dow Jones News Services
(Copyright © 2006 Dow Jones & Company, Inc.)



By Judith Burns
Of DOW JONES NEWSWIRES

WASHINGTON (Dow Jones)--Phillip Goldstein isn't afraid to fight the Securities and Exchange Commission.

The Pleasantville, N.Y., hedge-fund manager scored a big victory Friday when a federal appeals court rejected an SEC rule expanding oversight of hedge-fund advisors. The court agreed with Goldstein that the SEC's approach was arbitrary and shouldn't stand.

So far, Goldstein has had less luck with an SEC probe of Brantley Capital Corp. (BBDC), a troubled close-end mutual fund he chairs. He charges the SEC is moving too slowly in investigating his complaints about former fund advisor Brantley Capital Management and its chief executive, Robert Pinkas.

Goldstein is losing patience. In a Feb. 24 letter to Chairman Christopher Cox, he complained the SEC hadn't shut down Pinkas despite "overwhelming" evidence of fraud supplied by independent directors. In a Jan. 30 letter, Goldstein said the fact that Pinkas is still in business suggests regulators are unconcerned or "impotent."

SEC spokesman John Nester said the agency doesn't comment on private correspondence and can't confirm or deny whether an investigation is underway.

Pinkas was an attorney at Simpson Thacher & Bartlett and a McKinsey & Co. consultant before starting an advisory firm in 1987 in his garage. It now manages about $400 million for clients such as Bank of America, Credit Suisse First Boston, JP Morgan Chase, and pension funds for Ohio police, firefighters and teachers.

Pinkas said he is cooperating with the SEC and attributes problems to bad investments, not bad conduct on his part. "It's really tragic, in my opinion, what Phil has done," Pinkas said. "His actions, I believe, have really hurt all the Brantley shareholders."

Goldstein says the tragedy is the SEC ignored his warnings, dating back to 2002. "I am trying to clean up a mess that might well have been prevented or mitigated if not for your office's negligence," Goldstein wrote the SEC's Chicago office on March 25.

The mess is evident. Brantley's auditor, KPMG, declined to sign off on the fund's 2004 results, causing Brantley to be delisted from the Nasdaq Stock Market last August. Pinkas resigned in September; the fund now has no advisor. Four directors resigned in March, leaving him as Brantley's sole watchdog.

In another blow, Brantley didn't have a majority of independent directors until mid-2005, which could void all agreements since its 1996 inception. Two "disinterested" directors invested in other Brantley ventures and, in 2004, one lent Brantley Capital Management $1 million, at 10% interest, which wasn't disclosed until the director resigned in mid-2005. Pinkas blames the problem on how the loan was structured and termed the independence violations "a surprise to all of us."

SEC inspectors issued a 27-page letter last fall warning the fund to clean up deficiencies immediately. Responding "is not at the top of my 'to do' list," retorted Goldstein, who said the SEC has nerve asking for quick fixes after ignoring him for years. The result has been a standoff, at least for now.

An informal SEC investigation opened last June, which Brantley disclosed, escalated to a formal probe in August, examining charges of fraud, inflated valuations, accounting and record-keeping violations, undisclosed related party transactions, and breach of fiduciary duty, including by Brantley's directors.

Flight Options International Inc., a jet time-share firm now majority owned by Raytheon Co. (RTN), is a focus of inquiry. In March, Brantley said it would receive "substantially less" from its Flight Options investment, slashing an earlier estimate nearly in half. A settlement with Raytheon bars Flight Options shareholders from discussing the matter, according to Pinkas, who views Flight Options as a great company that didn't turn out to be a great investment.

Brantley's portfolio, once valued at $70 million, now is worth much less. Pinkas estimates the fund may be worth close to $30 million; others peg it closer to $7 million. Brantley shares closed at just over $2 on Friday, down from about $12 in April 2005.

Like many closed-end funds, which often invest in illiquid assets, Brantley traded at a hefty discount to its net asset value. Former Brantley investor Richard Barone said when he questioned Pinkas about valuations in the past, "he'd laughed at me." Pinkas denies that, saying he never discussed valuations with Barone.

Barone, chairman of Cleveland-based Ancora Capital Inc., said he became suspicious of Pinkas and sold his shares in the market a few years ago for a small profit. He urged others to sell, and warned prospective investors "they'd have to be out of their mind" to invest in Brantley.

Goldstein cited Barone's concerns in an October 2002 memo to independent fund directors in which he called for an independent appraisal of Brantley's private holdings, saying absent that, he didn't think directors could determine the fund's net asset value.

"Nothing ever came of it," said Goldstein.

Pinkas scoffs at valuation concerns, saying nearly all companies in which the fund invested also are held by Brantley's private ventures, and "we've never had a problem with any audit here." He declined to identify the private partnerships' auditor.

Goldstein claims inflated valuations boosted advisory fees, set at 2.85% of fund assets. Pinkas has refused Goldstein's demands to reimburse the fund with interest for "excess management fees," arguing advisors took a conservative approach to valuing investments, which were approved by the board, usually unanimously, and affirmed in two reports last year by outside consultants hired by the fund and his advisory firm.

While fund directors considered portfolio valuations at every board meeting, Goldstein claims Pinkas withheld information that would have raised red flags. He also claims Pinkas didn't disclose leasing two jets to Flight Options, or a put agreement that could require their purchase, even though Brantley's SEC filings claimed the fund had no material off-balance sheet transactions.

"Our position is, we've always shared every material piece of data on valuation," countered Pinkas. He said "there was no hiding" of his jet leases, adding that as a Flight Options customer, he received the same terms as any other customer.

According to Goldstein, Pinkas, when confronted last year, said Brantley's auditor, KPMG, surely knew of the deals since it audited Flight Options, whose 2002 results had a footnote citing leases with an unnamed "related party." KPMG spokesman Tom Fitzgerald declined to comment, citing client confidentiality.

Unauthorized loan guarantees to companies in which Brantley invested were another surprise for directors, according to Goldstein. He said the fund acted as banker of last resort "trying to stave off bankruptcy" at Disposable Products Co., a portfolio company in which Pinkas had a nearly 20% stake. Administrative consultants hired by Goldstein said, as of Sept. 2005, Brantley had about $3.5 million of outstanding loan guarantees to nine different recipients, with Disposable Products being the largest beneficiary.

Pinkas dismisses the idea that Brantley was propping up Disposable Products, and said fund advisors quickly told directors when it ran into trouble, and started marking down its value.

Pinkas acknowledges directors never approved loans and guarantees to portfolio companies, but he said that wasn't needed since the fund's advisory agreement gave advisors broad authority to guarantee loans. Pinkas rejects Goldstein's claims he had the fund pay for business insurance including coverage for personal entities, and that he left fund records "a mess."

Bad blood between Goldstein and Pinkas dates to 2002, when Goldstein was in a bitter proxy fight to bring new blood to the fund's board. Goldstein sued Pinkas, alleging election fraud excluded millions of votes for dissident candidates. The charges and a countersuit resulted in a 2003 settlement.

Goldstein had other battles in 2002 when he was at odds with the SEC for failing to disclose that Pinkas had offered to buy him out at an above-market price. Goldstein said disclosure wasn't necessary since the offer wasn't firm and he later told Pinkas he wasn't interested in selling. Late in 2002, Goldstein urged the SEC to look into an investment-banking deal between Brantley and JMP Securities, which he claimed was a sham to buy out Barone at a premium. Pinkas denies that, saying the arrangement would have given the fund access to income-producing investments but, with Goldstein opposed, "we decided not to go forward."

Valuation questions were raised only in passing in 2002. After Goldstein was quoted in a news article as saying he wasn't sure what Brantley was really worth, SEC inspectors raised concerns that his comment seemed to conflict with his voting record. Goldstein told regulators he only meant that valuations of illiquid assets are "subjective and unreliable," and wasn't implying that directors weren't acting in good faith.

The prospect that directors might now be sued by the SEC doesn't sit well with Goldstein, who said: "I've lost a lot of sleep over this, and I didn't do anything wrong. I'm the victim here."

Criminal authorities haven't seemed interested and Pinkas notes the SEC hasn't brought any enforcement action although Goldstein "has been telling them how bad we are for a very long time."

An irate Goldstein thinks it is high time for the SEC to put Pinkas out of business. "If you let this guy get away with this, you may as well tear up the Investment Company Act," said Goldstein.

-By Judith Burns, Dow Jones Newswires, 202-862-6692; Judith.Burns@dowjones.com


(END) Dow Jones Newswires

Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By My Email Sent to Shelby Oct 2005 on 6/26/2006 12:30 PM
I am a citizen of Washington State and I have tried to get my Senators to do something about the naked shorting of US securities but they have done nothing. I know that you are aware of the problems associated with naked shorting. Please do not give me the canned answer that Regulation SHO is the answer as that regulation is an unauthorized modification of the laws of 1933 and 1934. It was a sham modification to placate the public and has serious flaws such as grand fathering the CROOKS so that they can go free while American shareholders get RAPED! Time for you to stop taking care of the "good ole boys" to the publics detriment. The public WILL learn the truth from the Internet. You have a unique opportunity to do something for your country that will have an impact beyond your wildest imagination. I invite you to read these articles published in the last few days at this site made by an individual that is afraid to reveal his true identity out of fear for his life which I believe is justified. http://bobosrevenge.blogspot.com/ The Senate Banking Committee is well aware of these problems but unfortunately has DONE NOTHING to solve the problem. Individuals such as my self have at best have received the same canned answer no matter what party or state that their Senators are from that says the same thing; "give regulation SHO a chance". HOW CAN THAT BE??? Is there a conspiracy within government to cover this up? I know that there is. Please do not send me the canned response that the SEC is on this with their Regulation SHO and we must give this some time to work. Regulation SHO does not work and was designed to not stop the crimes and but to protect the criminals. IT DOES NOT WORK! Now you have the collapse of REFCO! This is the tip of the iceberg! The SEC is NOT protecting public interests but only the criminals that run the securities markets.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By piddly_sum on 6/26/2006 12:30 PM
bobo,

That is what his office told me, I do not doubt your transcript at all. He needs to be called on the carpet for this.

It is usually not the original act that gets these guys but the coverup.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By sealman on 6/26/2006 1:00 PM
It would appear that Senator Shelby has no knowledge or understanding of our securities laws. He obviously has never read anything on the subject in the financial press, nor read the SEC Acts of 29 and 34 nor Reg SHO nor any other paper or news article on the issue of Naked Shorting. How can a person get elected to a senate seat and Chair the Senate Banking Committee with less than a kindergarden background of our banking and financial laws?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 1:02 PM
If someone has a way to host video I can email them the file of the video. It is shocking, clear, and easy.

Mark Faulk sent Shelby a ton of documentation two years ago on the topic. Dave Patch has sent material. I know of several letters and emails sent to him. I know that he canceled hearings looking into it - how does one cancel hearings to determine if the act, which is illegal except in limited market maker instances, is widespread and prevalent, and yet claim that he's never had anyone tell him it is fraud? Bennett called Donaldson on the carpet over it, in front of him. Did he miss that?

I think the defense that he didn't understand the plain English question he was asked is laughable, but I'll play along. Fine, you didn't understand all those confusing words: "Naked Shorting...NAKED SHORTING..." You thought he was asking about something else, or got frazzled, or something. It happens.

Tell us precisely what you are doing about naked short selling, and tell us further whether you think it is fraud - and we aren't asking about the limited market maker examples, we are talking about the sort Aguirre references as being used to drive stocks into the dirt.

I think we need a special prosecutor, and we need one now.

No more smokescreens, and biased career bureaucrats defending their turf and covering up the looting of main street America.

Get Woodward and Bernstein, get a special prosecutor, and get this exposed so that it can be fixed. If half of Wall Street has to sell their Hamptons places to disgorge the illegally generated profits, well, boo hoo hoo. If most of the high and mighty have to do time next to less high-profile criminals, guess what? They earned that fate.

Boesky was doing precisely the same sort of insider trading twenty years ago, tipped by one of the top dogs at the then high-flying Drexel. Milken was stealing from investors, clients, and everyone within reach, insider trading, stock parking, you name it. They got put away, but most of the guys that were thought to have been in the mix didn't, and are still on Wall Street, many running brokers and hedge funds.

Does anyone with a brain really believe a practice as old as Wall Street itself just stopped in the late 80's? Given the later scandals?

Puhleeese.

These breathless, "I don't know anything about any of that" defenses are an insult to every thinking adult's intelligence. It is preposterous.

How about telling it like it is: Wall Street has always been filled with parasites and thieves. It goes with the territory. A strong, clean, effective police force is required to ensure that the bad guys don't rape and pillage with abandon - they won't stop voluntarily, and they aren't afraid of paying fines. You need to send people to jail to get their attention, which you have allowed Wall Street to effectively limit your regulator's ability to do. So the bad guys aren't afraid of you, they are running roughshod over your citizenry, they are stealing a nation's retirement savings, and you are either part of the problem, or part of the solution.

Get the special prosecutor now. No more talk and whitewashing/cover-up. If I was an attorney I'd gladly volunteer. I'm not, thankfully.

Enough is enough.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 1:08 PM
I just posted another Shelby letter in Forums. Please, everyone that has ever sent an email or letter to Shelby, please, post it in the forums under the Wall of Letters.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Millerd1 on 6/26/2006 1:23 PM
sunshine, Jeremiah and piddly_sum we need you letters adde to the wall plus their responses. There are laws against public officials intentionally committing fraud, and penalties of no less than their pay, and in some cases liabilities for the harm they permitted to happen.

Our letters and Shelby's and the SEC responses is our proof, that they were told, and asked to investigate well before this last statement.

Bobo a cover letter atop the appropriate letters copied from the wall, sent registered return receipt US mail, is the appropriate response. The cover letter needs to demand a retraction from him, actions from him, and include citation of his legal responsibilities and his liabilities for not acting.

Ask him one last time to act appropriate and/or tell him to anticipate appropriate actions from others. Tell him at the very least his home opponents will be armed with the true evidence of his fraud found in the attachments.

Either an advertisement in the Atlanta paper leading with a transcription of his statement, along copies of 6 predating letters informing him of the issue, with the an icing of his acknowledging letters would be a great starter. Or, find the democratic liberal paper in Atlanta, include also the Washington Post, Forbes, and WSJ and load them up with the same documents. CC Shelby on any and all of this measures.

I hope he makes a assuring statements tomorrow where he could be held liable for delivering fraud in a Senate hearing.

Millerd1
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By mhatmccane on 6/26/2006 1:25 PM
Senator Shelby is confusing the stock market with the political arena - it is expected in the political arena that a politician will take your money and your vote and not deliver- been going on for years and years. It is not expected in the stock market that someone will take your money and not deliver.

What a sweet irony it would be if Senator Schumer, having taken millions from the Stock Brokerage firms, were to come out against naked short selling and admit it exists--how's that for FTD?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 1:42 PM
Hemingway: There are now 10 or so letters I have posted, and I know of many more - I just have to go back and dig for them. Ask Mark Faulk to provide you with some background, or Dave Patch.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By hemingway811 on 6/26/2006 2:02 PM
Bob,

Thanks for posting the letters. I will contact Dave & Mark.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 2:06 PM
The tentative list of witnesses for Wed.'s Senate Hearing has been announced. On it are Aguirre, as well as ex-Gradient employee Dimitrios.

I can't wait for Aguirre's testimony.

Here's the list:

PANEL I

The Honorable Matt Friedrich
Principal Deputy Assistant Attorney General
Crime Division
U.S. Department of Justice
Washington, DC

The Honorable Richard Blumenthal
Attorney General
State of Connecticut
Hartford, CT

PANEL II

Gary Aguirre
Former Investigator
Securities Exchange Commission
Washington, DC

Marc Kasowitz
Senior Partner
Kasowitz, Benson, Torres & Friedman LLP
Alliance for Investment Transparency
New York, NY

Joseph McLaughlin
Partner
Sidley & Austin LLP
Managed Fund Association
New York, NY

Kim Blickenstaff
Chairman and Chief Executive Officer
Biosite, Inc.
San Diego, CA

Owen Lamont
Professor of Finance
Yale School of Management
New Haven, CT

Demetrios Anifantis
Former Employee
Camelback Research Alliance, Inc.
Scottsdale, AZ

Howard Schillit
Chief Executive Officer and Founder
Center for Financial Research and Analysis [CFRA, LLC]
Rockville, MD

Jonathan Boersma
Director
Standards of Practice
CFA Centre for Financial Market Integrity
Charlottesville, VA
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By gregcable2002 on 6/26/2006 2:13 PM
Shelby is doing what his master is telling him to do,these idiots don't act on their own,they do what their told to do and say,no surprise here.Shelby knows exactly whats going on but is beholdin to the bankers.Shelby has no control over Utah,let the games continue.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By clearthinker on 6/26/2006 2:49 PM
Dear Senator Shelby;

I would like to express my deep concern for an issue that I believe is threatening the very future of our securities markets. The issue is the unabated naked short selling of stocks in the US stock market. This naked shorting is sometimes associated with toxic funding, where a small company accepts investment capital in exchange for a convertible debenture. Often, the investor then aggressively shorts the stock to nothing, knowing that the convertible may contain a provision for increased numbers of shares should the price fall. Of course, the company taking the investment capital is theoretically using it to increase shareholder value. The shareholders then are left with nothing and the money loaned to the company is often a small fraction of what the lenders pull out from having license to sell the shares with impunity.

This would be bad enough, because it represents true stock manipulation and there is no public knowledge about the issue that would protect them from this, nor are there laws that prevent a company from loaning money to a company and then turning around and destroying the company be aggressive stock manipulation.

However, the problem is bigger than this and far more dangerous. Imagine a system that allows offshore entities to sell stocks to the Canadian DTC and eventually into the US markets, without a convertible debenture - in other words a system that allows the sale of unregistered securities into our markets. (Counterfeit stock) Now, if the settlement laws of our country were enforced, there would be no problem, because even if this were attempted, it would be caught in 3 days and the seller would be forced to buy in the securities that they just tried to sell without owning or borrowing them.

However- it gets worse. what if you had a system that did not only not enforce settlement of trades - where shares that did not exist were being sold, the settlements never taking place, and shares were simply electronically journaled into accounts and the clients forced to pay for them, even though there was no real paper behind them. Imagine that the NASD put out UPC's telling brokers how to handle transactions on behalf of the shareholders of public companies and the UPC's were ignored and the NASD did nothing. Imagine a system that allows market makers and broker dealers to aggressively sell stock to artificially keep the price from going up to protect their naked short positions, and nothing is done to stop them.

If you can imagine all of this, you have just a glimpse into yet another dark side of our securities system. While the OTCBB is the most likely target of this criminal activity because most of these companies cannot withstand the assault and go out of business, it is possibly a process that is happening to larger companies as well.

One more note, it is also possible that if these short sales are taking place and the companies go out of business, that these shorts are never covered, and taxes on the income to the naked short seller are never paid. A great system for those who sell the shares, derive the income and walk away without paying taxes.

John O'Quinn, a well known lawyer who successfully handled cases regarded the tobacco industry is representing a number of companies that believe they are the victims of this criminal activity. He was quoted in a Forbes Magazine article last June as saying "This is bigger than tobacco". I would have to concur with the statement.

Senator, if the public is to regain the confidence in the securities markets that are responsible for providing an important source of capital to companies to grow and build and provide jobs and shareholder value - the cornerstone of our economic system - we must aggressively deal with this problem.

There is a silver lining in this dark cloud. If Mr. O'Quinn and the companies that he represents are correct and there has been massive amounts of stock sold that needs to be bought back and there are tighter regulations that are enforced regarding short selling, imagine the lift to our stock markets that would take place from the buying back of these fraudulently sold shares. This liquidity would help our economy greatly while restoring the public's confidence.

Seems like a win-win for a lot of Americans - of course, the "bad guys" may not like it...but who should our systems be protecting?

Sincerely,

(P.S. On Sunday May18,2003 the New York Post carried an story on one company, Jag Media. that is facing this issue. I would like to inform you that I am shareholder of JagMedia and have been for 4 years.)

This email was sent May 22,2003. I have the copies of 2 others I sent. The man lies
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Crstphr2 on 6/26/2006 2:59 PM
May 31,2006 a letter was sent to Shelby.http://www.cmkxownersgroup.com/nasdcomplaint.pdf

Shelby's resignation By teacheric on 6/26/2006 4:47 PM
What about another letter in the Post from NCANS asking for Shelby's resignation?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Little Bo peep on 6/26/2006 6:09 PM
Ask Mr. John Mack if he ever heard of Gary Garriot, D.K. Sachdev, Seth Neugros, Iridium, Intelsat or Loral not to mention what were the other names FCC just approved for Intelsat to buy? Satellites for now, telecom later. And if he could give an update of the future technology uses for all telecom and Satellite services.
Shelby Cancelled Hearings? By kalalau73 on 6/26/2006 7:19 PM
I'm aware that Shelby's Banking committee scheduled hearings and then cancelled them with no explanation. Several people have claimed that the cancelled hearings were about NSS? If they were, that would prove Shelby should have known about naked short selling, and be evidence of his lie.

So does anyone have a record of the agenda of the heariing that was cancelled?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By browntrout on 6/26/2006 7:23 PM
kalalau- Dave Patch and Mark Faulk can help you in your quest.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By Dirtdauber on 6/27/2006 3:30 AM
I e-mailed Senator Shelbys office and let him know how disappointed I was about the cancellation of the Banking Committee hearings. I also let him know that he was going to be dissappointed in the way I will vote when he comes up for re-election. We can get his attention at the polls and I invite my fellow Alabama investors to follow suit.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By hemingway811 on 6/27/2006 7:03 AM
Per Mark Faulk, the subcommittee Hearing was originally scheduled for Feb. 2005.

http://www.faulkingtruth.com/Articles/Investing101/1038.html
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By jo o on 6/27/2006 7:30 AM
an independent - to be selected by ALL stakeholders - special council is needed.
sign my to such petition. let's get it started.
but i'm wondering if anyone can be independent anymore since we are all dependent on earnings from some monied class. only the rich can speak independently and their vested interests are different. our jobs have strings attached. free market capitalism doesn't free us from being puppets on a string.
but, at least we should be able to expose the lies...equal representation for all citizens. and, if we can't get a free press, then we mite just as well merge with the other banana republics
Shelby committee... By kalalau73 on 6/27/2006 2:20 PM
Thanks to hem and brown trout for info on cancelled meeting, I'm using the info you provided in some posts for some other message boards.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By TREASON BY OUR OWN SENATOR on 6/27/2006 6:19 PM
And you wonder why 96% of Americans think Politicians are corrupt..Senator Shelby should be tried for Treason this guy is a joke..He has waffled more times on this topic..He better get used to working at the Waffle House hes a disgrace to this country..Tell him next building that blows up due to terrorism is his fault..The SEC just follows in line with the corrupt Politicians..These guys are all on the take I wouldnt want to stand next to any Govt official on Judgement day..Go to Confession Shelby you need it you lying thief.
my letter to local paper By mhelburn on 6/26/2006 6:49 AM
I just tuned into CNBC where Senator Shelby, Chairman of the Senate Banking Committee was being interviewed. The Senate Banking Committee oversees the SEC which is supposed to regulate the market.

In September, a lawyer for the SEC Gary Aguirre was fired when he was investigating front-running by Pequot hedge fund. He targeted someone with too much power and the only person who could have been passing information. His letter to Congress describes how ordinary investors and companies are daily being ripped off in the market. Aquirre was fired 11 days after receiving a two step merit pay increase for his work on the case. He was told by his superiors that they wouldn't be able to get the target because he was too politcally connected.

When asked about Aguirre, Shelby shoved it aside. When asked about hedge fund regulation, he said, "If it ain't broken, don't fix it." (It is broken and it is these unregulated funds that are naked short-selling with the complicit actions of brokers.)

Shelby came out against back-dating option trades and called it fraud, but when asked about naked short-selling, he said " It isn't fraud."

Naked short selling is the same as counterfeiting stock and caused the market crash in the last century. It is illegal except in certain cases for market makers who have been using and abusing the privilege. It became such a problem that in January O5, the SEC put out Regulation SHO that causes the names of companies that have been naked shorted excessively to be put on a list. They grandfathered all of the previous fails.. giving a hall pass to the criminals that have been naked shorting.

Two companies, Biovail and Overstock.com have brought lawsuits against hedge funds for price manipulation. There are two lawsuits ongoing from hedge funds against the major brokers for lending them counterfeit stocks and charging as if the brokers actually had borrowed them legitimately. Another lawsuit brought by Novastar shareholders against the major brokerages was announced Thursday. They are charging price manipulation for naked shorting. Companies and investors are having to go to the courts because the SEC and the Senate Banking Committee do not protect investors or enforce the law. The SEC actually writes rules that go against the Securities Act of 1934.

I encourage you to read Aquirre's letter to Congress. It is disheartening to know that people within the SEC are protecting and helping criminals steal from Americans' retirements. It is a long letter, but one that everyone should see.
http://www.faulkingtruth.com/Files/aguirre_congress0623.pdf



Here is a blog that discusses Shelby's failure and lies. http://thesanitycheck.com/BobsSanityCheckBlog/tabid/56/EntryID/354/Default.aspx#Comments

The only way that we can protect ourselves and our retirements is for every person to realize that Congress and the SEC are not capable or willing to stand up to the massive monied powers of Wall Street whose greed goes beyond our laws and capacity to enforce them.

The Senate Judiciary Committee is meeting on the 28th to discuss Hedge Funds and "independent analysts". I'm hoping they will consider Aguirre's letter about the SEC. The Judiciary Committee oversees the FBI and DOJ and since the Senate Banking Committee (as, chairman, Shelby determines agenda for the SBC), has ignored or worse been intentionally stonewalling complaints, the J.C. is doing something about it.

Utah Senators have been wonderful addressing this. The Utah legislature passed a law that fines brokers 10K a day for naked shorting. 11 of the 17 companies covered by the Utah law that were abusively naked shorted came off the SHO list in two weeks after the law was passed. Many companies have been on the list since inception or on and off for a short period of time in the last 18 months.

Individual investors are using the courts, asking help from the State Security Regulators, or the State legislatures. Congress and the SEC are slow and meanwhile, the average investor's account is being systematically syphoned off.

Thank you for your attention,
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By tbs_theman on 6/26/2006 6:54 AM
Shelby is guilty of treason. He NEEDS to be found guilty and sent to prison for the remainder of his life.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By blackbart on 6/26/2006 6:54 AM
Only 18 out of 136,000? HAHAHAHAHA! What a defense.

That is akin to a serial killer saying; " I have lived for 180,000 days and only killed people on 25 of those days. Therefore I am basically a good person. Anyone can have a few bad days."

Hahahahaha! Spin away!
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 6:54 AM
Gret document, Mary. Don't forget that NFI shareholders have just filed a groundbreaking case against the specialist and the prime brokers for EXACTLY the manipulative behavior detailed in the Aguirre document.

The snowball is rolling down the hill. We've come a long way since NCANS started and you agreed to do a thankless job with much personal grief.

I think I speak for everyone when I say, well done.
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By mhatmccane on 6/26/2006 7:02 AM
Shelby's statements about naked shorting are unbelievable - can he really expect people to believe him ?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 7:09 AM
Shelby - I was going to do a funny bunny blog with him sitting there, lying through his teeth, while staring at a huge pile of complaint letters alerting him to the fraud that is naked short selling, and then I thought, why bother?

This is so transparent, it defies belief.

You can go read letters to Shelby here in the Wall of Letters.

I mean, it isn't like NCANS didn't run a FULL PAGE WASHINGTON POST AD alerting the establishment that naked short selling was rampant fraud against the market system, or anything.

Who can honestly believe that he didn't read an ad that was the talk of Washington, and received enormous coverage in all the financial press? Who can believe that Bennett didn't have a chitty chat about naked short selling being fraud?

This has passed from tragedy to farce, to quote a friend of mine...
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By bobo on 6/26/2006 7:15 AM
From an email exchange:

"We learn from history that we learn nothing from history." George Bernard Shaw.

My response:

The 1920's. Bear raids the norm, a complicit Wall Street participating in the looting of the American economy, stock pools the order of the day, their mega-wealthy operators celebrities.

2006. Bear raids the norm, a complicit Wall Street participating in the looting of the American economy, stock pools the order of the day, their mega-wealthy operators celebrities.

Any questions?
Re: When Smart People Say Stupid Things; Lies, Damn Lies, And Politicians... By sunshine on