Funny Bunny
Looking for something a little lighter?
Catch Bob's more irreverent and amusing pieces in his Funny Bunny Blog.

SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second...

Location: Blogs Bob O'Brien's Sanity Check Blog    
Posted by:   bobo 4/26/2006 11:00 PM

Two landmark articles ran in the Vancouver Sun this week.

Why should we care, here at a site devoted to market reform for the US markets? Well, for starters, because Canada is a heavily-used trading area where naked short selling and other manipulations flourish, and where US stocks can get destroyed from a safe distance, trading through ECNs.

Mark Faulk today called for the SEC to be dismantled. Dave Patch points out that they aren't doing their job.

Perhaps all too true, and even a tame version of circumstances.

But lest we become too smug that we in the US have refined bureaucratic inaction, inefficiency, and perhaps even corruption to new and superior levels, I say, tut tut, no...we don't hold a candle to the Canadians!

Perhaps it is the cold, or the beer, but they have single handedly entered a powerful juggernaut in the race for least impactful defender of the public good. Think the SEC's $1 million fine in the Operation Bermuda Shorts case was a joke? Wondering aloud at Reg SHO's regulatory equivalent of drunk cheerleaders swatting miscreants with Nerf bats? Considering a career on Wall Street, or if that turns your stomach, selling crack and heroin to elementary schoolchildren. or creating a white slavery smuggling operation?

You are not alone. And you may want to do it in the great white north.

The first article you should read is viewable here.

The second can be found here.

This series chronicles ludicrous penalties for felonious behavior that defies description - of course, related to the stock market. Ours, and Canada's.

So is it our market that acts as a black hole for honesty and integrity, or is it a broader impact of the confluence between money and power corrupting systems and rendering them unfit for the purposes they were created - to protect the layman?

It would seem to me that we are neck and neck for inefficiency and stupidity between our two regulators.

Read the articles, which are written by a brilliant reporter at the Vancouver Sun who apparently was neglected when they were handing out the graft proceeds, and thus is honest and forthright in his coverage.

What a shame that we don't have more like him down this way. Certainly, it should come as no surprise that Vancouver is about as far from NY as one can get on this continent without encountering a pipeline or an amorous caribou, or both. I'm sure that some honest reporters exist in NY, as well, but I have to view that as more of a theoretical artifact of statistical possibility than something borne out by evidence, at this point - although the CJR article from a day or so ago was noteworthy. That guy will never work on Wall Street, that's for sure.

Anyway, read these, and revel at the level of unbridled greed and corruption that markets engender.

And then try to have a good night...

Copyright ©2006 Bob O'Brien
Permalink  |  Trackback
Comments (20)
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By troydian on 4/28/2006 7:16 AM
bryedge, good on ya mate!! we will get satisfaction.... I also directed the so called (officials) to this website.. once they have consumed the info on this site they have NO EXCUSE... they work for US not corperate america..Peace folks I love u all!!
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By ed manfredonia on 4/27/2006 3:17 PM
You do not know how corrupt the Securities and Exchange Commission is. In November 2000 Goldman Sachs purchased Spear Leeds and Kellogg for $6.4 billion. Prior to this, Goldman had purchased Hull Trading for $800 million.
Goldman has effectively closed all but the New York Stock Exchange specialist operation.
Goldman is not making money on its purchase of the clearing business of SLK and has closed its AMEX specialist unit.
Goldman Sachs has a $5 billion write off on its books. When I wrote to PriceWaterhouseCoopers about the concealed write off, PWC returned my certified letter.
I wrote to the SEC and the SEC has refused to order PWC to investigate.
Why do you not visit my website, WallStreetScandals.com
You can read about major crime on this website.
Thank you.
Ed Manfredonia
Contact me at: edwallstr@hotmail.com
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By bryedge on 4/27/2006 4:16 PM
Bob,
I just wanted to credit "On Canada" for suggesting to write to David Baines. I hope he will continue to make such great suggestions.

Your compliments of Mr. Baines were spot on. I hope to research more of his writings. It truly does appear that Mr. Baines did not receive any of the bribe money so plentiful in New York. My initial scan of his previous writings would indicate that he is sharp as a thorn and stuck nicely in the side of the criminals.

Bravo, David Baines!!! Steady on!!
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By bryedge on 4/27/2006 4:24 PM
If anyone would like to award Mr. Baines your "personal Pulitzer", I think it would great if you dropped him a quick thank you.

DBaines@png.canwest.com
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By bobo on 4/27/2006 4:32 PM
byedge: I completely concur, and look forward to posting more about this within the next 24 hours.

And thank YOU for pursuing this. Each snowflake has an accretive value...
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By oldfeller on 4/27/2006 4:43 PM
Has anyone ever won a pulitzer prize for a blog? How do we submit the easter bunny`s contributions to literature? Nobody is more deserving, despite paint cartoons.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By no ass kissing please on 4/27/2006 6:40 PM
C'mon guys, bob knows he's good, keep the ass kissing down to a dull roar, we don't want this to turn into a mattews blog.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By mhatmccane on 4/27/2006 8:12 PM
Is this the same action that Dave Patch refers to in one of his blogs?



Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By InTheKnow on 4/27/2006 11:17 PM
The SEC is sent on a daily basis an outline of manipulation in a particular stock with documentation. Anyone with half a brain can read it and see the blatant manipulation. In two seconds the SEC could stop it, however they're too busy cowtowing to the miscreants and naked shorters and wasting money on investigating companies that naked shorters either got caught in a short squeeze or are trying to kill.

Jag Media Holdings (JAGH), one of the stocks involved in the Bermuda Shorts Case, is still being manipulated on a daily basis by the naked shorters and which the longs will fight to the death (of the naked shorters).
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By bryedge on 4/28/2006 3:56 AM
"Is this the same action that Dave Patch refers to in one of his blogs?"

Yes.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By InTheKnow on 4/28/2006 5:21 AM
I think so.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By InTheKnow on 4/28/2006 5:28 AM
Can anyone explain to me how an agency designed to protect the investor Ok'd the IPO of REFCO, a company that was a scam so blatant that you had to be a blind moron not to miss it.
The is a shame, a fuqing shame. A government agency designed to fuq every investor any which way it can and investors are screaming to it on a daily basis. What a fraud what a fuqing fraud!

Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By InTheKnow on 4/28/2006 5:42 AM
There are estimates of 100 to 300 million naked short shares in JAG Media Holdings. The stock has a float of 42 million shares.

Mark Valentine was caught by the FBI trying to sell an agent 25 million shares of Jag Media in the Bermuda Short Scandal. He was tried and convicted.

Read about this Canadain crook and how many investors he screwed that were both American and Canadian.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By troydian on 4/28/2006 6:01 AM
what you CAN do ..is write or e-mail with return request.your senators and reps.. so far I have personaly talked to Raul Grijalva... his eyes glazed over as I explained NSS as counterfeiting securitys....eyes still glazed I said the stock market..he said oh ya Im not that stupid..I also have a letter from Jon Kyl that dances around the issue..but this proves his stance as of 2 9 06.........John Mc Cain totaly ignored the NSS issue and told me how him and Barrak O.Bamma are trying to pass a bill on lobbying... My point is they will at some point have to account for their lack of duty.. so WRITE THEM LETTERS>>NOW!!!
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By canadianbroker on 4/28/2006 6:59 AM
I'm a broker up here in Toronto and I can tell you, without a doubt, that the Canadian securities regulators are notoriously toothless. I wouldn't say that the Investment Dealers' Association (IDA) and the Ontario Securities Commission (OSC) are corrupt, but the larger the crime, the smaller the proportionate penalty. They have armies of pions making sure that we dot all our I's and cross all our T's but the large, glaring and most dangerous scams are ignored for years.

The SEC had to wait until Mark Valentine left Canada before they nabbed him, because it would have been nearly impossible to have him extradited. He would still be the chairman of Thompson Kernahan if he hadn't been lured to Germany.

Scott Paterson, former chairman of Yorkton Securities, made somewhere near $100 million by buying shells, getting his analysts to hype them and then selling them to Yorkton's retail clients. His penalty: a $1 million fine and his license (he's now promoting more deals).

It was only a couple of years ago that they actually shut down all the well-known boiler room operations!
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By bryedge on 4/28/2006 7:09 AM
troydian,

I have written my so-called "representatives" and, still do. I think that glaze must be caused by the food they serve in the "Royal Congressional Cafeteria".

I try to take the position that it is my civic responsiblity to educate the poor, misguided heathens. I am not certain if their souls are salvagable, but at least they will know why they are going to Hell.
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By canada on 4/28/2006 9:30 AM
Mark Valentine was based in Toronto, but ran most of his naked shorting through Canada via offshore entities.

The BC Securities Commission is the worst regulator in North America, so the crooks funnel their money there.

The government in BC is very sensitive to US perceptions of Vancouver because of tourism and the upcoming 2010 Olympics. It wouldn't take much pressure to have the government come down heavy on the BC Securities Commission.

BCSC: http://www.bcsc.bc.ca/about.asp?id=16
David Baines (star investigative reporter in Vancouver): http://www.canada.com/vancouversun/columnists/davidbaines.html
BC Premier: http://www.gov.bc.ca/bvprd/bc/home.do?action=premier&navId=NAV_ID_province
Tourism Vancouver: http://www.tourismvancouver.ca/
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By canada on 4/28/2006 10:40 AM
David Baines columns.

http://www.canada.com/vancouversun/news/business/story.html?id=e736c76f-5912-406a-a69e-f653fcde5367&k=88599

"The firm initially focused on Vancouver Stock Exchange issues but gradually shifted emphasis to stocks quoted on the OTC Bulletin Board in the United States, which became the source of many of its compliance problems."

http://www.canada.com/topics/finance/story.html?id=f9df75cd-5ec0-4cad-8ad7-e7eba1388559&k=17954
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By InTheKnow on 4/28/2006 10:55 AM
The SEC should that people are watching and documenting every goddamn move these MM's are making in particular stocks. The investors will not be suffering the consequences of this blatant naked shorting.

SETTLE THE TRADES and STOP THE MM'S MANIPULATION!
Re: SEC A Contemptible Boot-licking Lackey of Wall Street Special Interests? Canada May Run A Close Second... By The system to protect investors must change on 8/5/2006 7:54 AM
TH Lee potraying himself as a victim while he raises billions for his next venture, while shareholders that bought "his" IPO are left holding the bag with a 98% wipeout in a few trading days, just sickens me.

The REAL victims are those poor shareholders (I mean that literally, since the stock went from about $28 to under $1 in about a week) that bought in on the TH Lee "credibility" and association.

TH Lee's pre-IPO due diligence seemed to be anything but duly executed.

That's okay though, Tommy's got his eye on the next big prize on the horizon. Who cares about the shareholder debris he has left on his last playground, when he can raise billions in his next coup (or more aptly a coup de gras for Refco shareholders that are fuming mad at TH Lee's nose thumbing) all the same. Disgusting.

You ever heard of taking responsibility for your actions (and in the case of due diligence, the seeming lack thereof) Tommy? And by the way, isn't it legally true that a person can be both a "victim" and negligent at the same time?

People, one has to remember: Even though TH Lee still owns the majority shares in Refco, let's remember he sold a large offering in the IPO; couple that with the BAWAG settlement (possibility of upto $100 million if I recall correctly) and TH Lee doesn't have a lot of crystalized losses in this whole mess - atleast from his equity holdings.

Now the legal issues that face TH Lee could be another matter altogethor. Justice may be served for shareholders in the end. Their losses are towering.

There's my opinion, whether you care for it or not.

Your name:
Title:
Comment:
Please limit your comments to 500 characters. For longer comments, use our forums.
Subscribe via Email
Get This Blog via Email:


Powered by Squeet.com
Sanity Check Archive
Resources
Copyright © 2006 The Sanity Check   |  Privacy Statement  |  Terms Of Use