Funny Bunny
Looking for something a little lighter?
Catch Bob's more irreverent and amusing pieces in his Funny Bunny Blog.

Jeff Mathews chimes in, again, parroting the party line, and making things up

Location: Blogs Bob O'Brien's Sanity Check Blog    
Posted by:   bobo 4/2/2006 12:00 AM

Jeff. Please. I mean, really.

Do you think anyone is swayed by your entirely self-serving diatribe about how the SEC’s investigation into STOCK MANIPULATION involving hedge funds, research firms and journalists, is an unfortunate attempt to stifle analysis and free speech?

Really?

Does it dawn on you that the SEC doesn’t just issue massive numbers of subpoenas and continue to pursue an active investigation because it, well, doesn’t have anything better to do?

That it must already have more-than-adequate reason to believe that it will find malfeasance and dirty deeds?

From Jeff’s weekend blog:

“Now that the SEC has declared open season on journalists and research analysts at the apparent behest of an insecure CEO cleverly shifting the spotlight away from his own money-losing public company track record, it is worth looking back to a time when such brittle, blowhard CEOs were the norm, not the exception, to glean what lessons such eras might teach to investors and regulators alike.

The era of which I'm speaking is the roaring 1990's—the last bubble period, when companies came public on not much more than a Cool Idea and a slick road show.

And anybody who wants to look back and see what happens when the SEC fails to rein in banking-happy analysts and rule-flaunting CEOs need look no further than "Confessions of a Wall Street Analyst," a new book by former telecom analyst Dan Reingold.”

Alright, Jeff, let’s dismantle the feebly-constructed statement and examine the precarious foundation of mistaken assumptions and dishonesties it uses as its basis.

First, the SEC has not declared open season on journalists and research analysts.

That is not true.

It is investigating one research firm, presumably for its possible involvement in a stock manipulation scheme involving hedge funds front-running research reports – and it is examining whether the hedge funds and research group in question used a web of about 10 journalists to disseminate their doctored information – to essentially broadcast the hatchet jobs using their cronies in the press.

That is what the SEC is doing.

Now, given that you are named as one of the bad guys on page 23, item 66 of the Biovail complaint, which alleges precisely the same behavior using the exact same research firm, it is disingenuous to pretend that this is a sweeping action against all research firms, or even most, or many, or even some.

It is against Gradient Analytics. Period. And no doubt the SEC is starting at the research firm to see how complicit the journalists are.

Not all journalists, or most, or many. 9 specific journalists out of thousands.

Just as the case against Boesky and Milken and Levine was not against all brokers or arbitrageurs or traders, this is not against all research firms or journalists.

There is no way an upright biped with a functioning cerebral cortex could make this logical blunder, hence my contention that it is a self-serving, transparent attempt to make the SEC into the bad guy.

This part of the quote is actually bizarre and incoherent, given the first part:

”And anybody who wants to look back and see what happens when the SEC fails to rein in banking-happy analysts and rule-flaunting CEOs…”

Jeff. Are you saying that the SEC was wrong when it did NOT rein in the corrupt analysts and rule-flaunting issuers?

Because what they are doing now IS reining in a corrupt analyst, and rule-flaunting hedge funds.

I think that is a good thing. Just as it would have been a good thing during the time period you speak of. But the statement is incoherent given that the first part of the blog says that the SEC is doing something bad by going after the journalists and corrupt (allegedly) analysts, and then just a few words away it is cautioning that when they allow corrupt analysts and operators to run free, that is bad.

Is it possible that you are trying to take the position that only positive research should be reined in and investigated, but that negative hatchet jobs shouldn’t? Or that crooked CEOs are bad, but that crooked journalists and their crooked hedge fund masters aren’t?

That’s just bizarre.

Unless you consider that you are one of the hedge funds that appears in the Biovail suit.

Then the agenda all makes sense.

My opinion is that you either believe your readership is the dimmest group of mouth-breathers on the planet (and you would know that better than I – my feeling is that they would have to be, to be entertained or fooled by your dross), or you are unable to comprehend that painting a turd and proclaiming it to be pure gold fools no one.

And sweetie? A thought. Byrne indicated that the SEC came to him, not the other way around, so he didn’t pull their strings and make them dance, unlike your characterization. So either you are so uninformed about the specifics of the situation you are writing about as to defy description, or you are ignoring statements by a CEO whose predictions about the trajectory of this affair have been dead right.

I won’t belabor this any more, other than to opine that we have seen a flurry of articles from much of the NY press trying to re-define this as a free speech issue, or the SEC misusing its powers, or mean CEOs victimizing innocent research firms (and their billion-dollar hedge fund clients).

 

And yet we have seen exactly no articles about how Gradient’s spokesperson got up on national TV and was caught in lies as she tap-danced around the obvious truth like a freakish Hillary Clinton trying to ape Ginger Rogers.

She said that reporters had access to the reports 2-4 weeks after they were released. Then I caught her in that lie using the example of the Feb. 14, 2005 research report on NFI, where Herb was trumpeting it as the reason for his latest “concerns” the very same day it was issued. Then he confesses that he had instantaneous access via the web, but hardly ever used it (sure, Herb – how many times will the phone and ISP logs show that you were in constant advance communications with them, helping with those reports?)

 

And yet not a single journalist has pointed that out – as it clearly demonstrates the reason that the SEC is going after the miscreants – they were in fact issuing reports they were paid to create by hedge funds, using data supplied by the hedge funds, and using a web of journalists to disseminate that negative “research” – without ever alerting anyone that it had been bought and paid for by the hedge fund/issuers, presumably to affect the stock price of the companies they had targeted.

What is the state of the NY press corps when something that large and validating about the SEC’s efforts goes unspoken, and yet article after uninformed article declares it all to be an outrage, and un-warranted?

This really has the stink of cover-up to it.

Cover-up.

An ugly word to use in conjunction with the term journalist.

And yet there it is.

Copyright ©2006 Bob O'Brien
Permalink  |  Trackback
Comments (21)
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By www.investletter.com on 4/3/2006 8:06 PM
The SEC investigated analysts and their firms back then and is doing the right thing now by investigating the hedge funds, journalists and the paid for analysts. It was encouraging to see that act in the early 2000's and it will be satisfying to see them nail this latest group of fraudsters. I hope Mathews gets his wish and the SEC does not back off because as he said "anybody who wants to look back and see what happens when the SEC fails to rein in banking-happy analysts and rule-flaunting CEOs". It would be a shame if they didn't rein in this years variant of the rule flaunters. Thanks Jeff, you yourself give a perfectly credible reason not to back off.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By Jake on 4/2/2006 1:47 PM
When will the SEC start investigating all of the analysts that put buy recomendations on Overstock?

Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By blackbart on 4/2/2006 1:48 PM
Mathews is toast and he knows it. Just a matter of time before the truth gets out. When they starting comparing his trades versus Rockers and others, checking front running pipes,etc. he is going to be trying to beat Herb to the front of the deal making line while wearing lots of lipstick. JMHO but I do got sources.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By jcline on 4/2/2006 1:54 PM
The Spin-Docs have just run out of "spin", imo. No matter how hard they spin it, they can't. And then of course we have all those fails in the system that keep showing on the "SHO" and tell list daily....wow... 310 days now...and counting.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By mhatmccane on 4/2/2006 1:57 PM
If his blog were posted yesterday, could he claim it was really an April fool ? Or would that describe him ?
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By bobo on 4/2/2006 1:58 PM
Jake - probably when it appears that they were part of an organized stock manipulation scheme involving hedge funds front-running those buy recommendations while feeding their captive journalist choagies info to disseminate.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By gregcable2002 on 4/2/2006 2:26 PM
gary wiess hinted that Biovail paid 60 minutes to air their program and now this,these guys are going to turn into professional bunny hoppers by the time this is all over.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By gregcable2002 on 4/2/2006 2:32 PM
one step further the crooks sell shares they never intend on buying because the company they target goes BK because of all the bad press.Hey,it's a win win situation.UNTIL NOW
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By foreigndignitary on 4/2/2006 2:33 PM
I am waiting to see what Jeff Matthews, Gary Weiss, Tony Ryals, et al have to say about the SEC's decision to disclose the numbers on NovaStar's FTDs. I can't imagine anyone would be against transparency, but I'd bet these guys will find some reasons to complain.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By bobo on 4/2/2006 3:07 PM
You mean the admission that 5% of the company's stock is FTD, not counting the international clearing houses and ex-clearing and all the desking? Like maybe 25% or more could be hiding behind all that, plus the legit short interest, which is also likely radically low due to mis-marked trades (short sales with a legit borrow erroneously marked long)?

Why would any of these guys have a problem with a company having the vast majority of its stock trading fakes, rather than legit shares?

Have you ever heard them complain about that before?
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By Sean on 4/2/2006 4:16 PM
Not really Off-Topic here but did anyone here realize that David Marist, the Bank of America Analyst who put out the negative ratings on BioVail was taken off of BioVail by said bank? This is the same BOA who wants nothing to do with Barry Bonds celebration of breaking Babe Ruth's home run record because they (Bank Of America) do not want to be associated with anyone who cheats. Now how's that for IRONY?LOL!!! There is defintely more to this than meets the eye and there was not one news article on this demotion but CNBC had it for one of its hot topics all day last Thursday. Why would they remove one of their top analysts at this point in time unless they were pressured by a regulatory agency? HHHHMMMMNNN!!!
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By mhelburn on 4/2/2006 4:52 PM
Can you link the page that you cited? Or copy J.M's mention in the Biovail suit?

I don't see it on page 72 of the suit on tsc site
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By bobo on 4/2/2006 5:13 PM
Sorry. Page 23, item 66 of the biovail suit -

http://nakedshorts.typepad.com/nakedshorts/files/Biovail.pdf
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By bobo on 4/2/2006 5:27 PM
Sean: probably because they understood the legal liability of keeping him on it delivering negative statements. If found guilty, that would leave BofA culpable on an ongoing basis.

Just as one could argue CNBC now will be culpable if they allow Cramer and Quick to remain on air, given their role.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By mhelburn on 4/2/2006 5:28 PM
http://nakedshorts.typepad.com/nakedshorts/files/Biovail.pdf

"66. Maris undertook such actions because (a)he hoped to be credited and compensated by Banc of America Securities with bringing in or maintaining lucrative hedge fund business, including from, among others, S.A.C., Itros Capital, SuttonBrook Capital, Ram partners, and Ziff Brothers Investments, all of whom he understood were shorting Biovil; (b) these and similar short-selling hedge funds shared with him material non-public information they had secured by excercising their substantial financial leverage that he could use to make his recommendations appear more prescient; and (c) he understood that Biovail was about to be the subject of a concerted short attack by these and other powerful hedge funds and saw enlisting in this assault as an opportunity to repeat his career-making performances with Elan and further solidify his self-proclaimed title of "The Howard Stern of Wall Street."
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By Sean on 4/2/2006 5:40 PM
Thanks Bobo, but that still leaves Greenburg doing hatchet job atricless on Overstock , NFI, et al. Is Carol Remond the only one that has any kind of sense, or are these guys just THAT arrogant and think that they are untouchable?
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By Sean on 4/2/2006 5:42 PM
Sorry "articles" from previous comment!!!
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By bobo on 4/2/2006 6:08 PM
I think Herb has gotten away with it for so long that he honestly believes that his best course of action is to stay front and center, trying to convert a straightforward stock manipulation and front-running investigation into some kind of a 1st Amendment issue. Note that the entire NY press corps ignores that the CNBC poll showed 89% of all respondents supported the SEC's subpoenaing of the journalists.

These arrogant parasites want the protections that real journalists are afforded, believing that will shield them from ever being held accountable. I suspect they are in for a rude awakening.

Very rude.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By Wow on 4/2/2006 6:36 PM
This guy is basically taunting the SEC is he stupid.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By rtway1 on 4/2/2006 7:37 PM
This guy is the most rude and arrogant bastard that appears on CNBC. Keep in mind that some of the most despicable people who walked the face of the earth disguised themselves as relgous zealots, ministers, faith healers, soldiers of God etc., etc. Some famous names Jim Baker. Jim Jones, Rev. Ike and even Adolph Hitler was a choir boy at one time.
Re: Jeff Mathews chimes in, again, parroting the party line, and making things up By jake on 4/3/2006 8:32 AM
SEC'S BIG CHILL by Chris Byron


April 3, 2006 -- SUBPOENA-HAPPY REGULATOR SHOULD BE REINED IN
WHEN it comes to tortured boredom, it's hard to top a day spent swapping business cards with strangers at a Wall Street-sponsored investment conference or trade show.
But if one of your business cards winds up in the possession of a reporter on the prowl for news, well, here is fair warning: The way things are going at the Securities and Exchange Commission, boring will not be the word you'll likely be choosing to describe what could happen next. Try horrid or ghastly and you'll be a lot closer.

In a worst-case scenario, you could wind up staring down the business end of an SEC subpoena from regulators who want to find out every detail of every conversation or contact you ever had with said reporter over the years - maybe even for your entire life.

Sound preposterous? Well that is almost exactly what the SEC is doing already in its much-chronicled and controversial struggle to build a conspiracy case showing collusion on Wall Street between short sellers and the media.



Indeed, the day may not be far off when a more populist-oriented commission begins looking for similar schemes on the long side, where flagrant and institutionalized stock puffery and touting has been ignored by the SEC for generations.

In any given week, investment firms sponsor hundreds of such stock-hyping sell-side events. They range from A-list get-togethers like Allen & Co.'s annual conference of media moguls in Sun Valley, Idaho, to low-rent Versions of the same thing, such as a recent one in New York, featuring second-tier officials from the likes of Time Warner, Walt Disney and Viacom.

Soon enough, all such events could come under the disruptive and skeptical gaze of the regulators.

It seems a bit odd to think of the New York Financial Writers' annual black-tie event - known as the Financial Follies - as an institutionalized form of sell-side market rigging. But what else is it really?

This year's Follies will be held in October at the Marriott Marquis in Times Square, where companies and investment firms alike will pay $3,000 per table in order to schmooze up their guests for the evening.

By tradition, those guests, attending free of charge, will be the financial writers covering the activities of their corporate hosts for the rest of the year. (An arrangement that could make even Jack Abramoff blush.)

IN the immediate matter at hand, the SEC may in deed have a case of some sort or other against short sellers. Yet whether it does or not, the media has no dog in this fight because none of the reporters named in the various SEC subpoenas has ever been sued for publishing any falsehoods or libels involving the companies they've allegedly targeted.

Even so, the SEC has dragged the reporters in anyway, beginning with subpoenas to three well-known financial journalists in early February, seeking any and all e-mail exchanges and other contacts they may have had during the previous four years with short-selling hedge fund Rocker Partners and Gradient Analytics, an Arizona-based research firm.

This led to a predictable chorus of protests from the media that the SEC was engaged in an unconstitutional fishing expedition, and the commission thereupon appeared to back off.

The SEC came across as both open and reasonable when Chairman Christopher Cox declared in apparent exasperation and concern last month that he had known nothing of the subpoenas, and that the entire matter was being put on hold until the commission could set new and explicit guidelines for subpoenaing press materials.

In fact, the matter wasn't put on hold at all. Though the commission still hasn't put forth guidelines of any sort, last week brought news that nine days after Cox made his calming statement, the SEC fired off a whole new subpoena barrage, adding six more journalists to its hit list and bringing the total to nine.

This time around, the SEC targeted its quarry more sneakily, subpoenaing Gradient Analytics instead of the named individuals, yet specifically asking for evidence of any and all contacts the firm may have had with the nine named reporters since the start of 2002. Among the nine: my Post colleague Roddy Boyd.

The one thing all these people have in common, besides being reporters, is that all have been attacked at one time or another in the recent past by a wacko CEO named Patrick Byrne, who heads a money-losing mieskeit called Overstock.com Inc. - and who apparently thinks his company's troubles are anyone's fault but his own.

Overstock.com claims to be an Internet-based retailer of closeouts and discount merchandise, but its real business involves the losing of money - nearly $98 million since going public four and a half years ago. In fact, during the whole of that period - some 18 quarters - Overstock has turned a profit only twice (the fourth quarters of 2002 and 2004), and there is nothing on the horizon to give hope for improvement.

Yet that didn't stop Byrne from filing a suit last summer against Gradient Analytics and Rocker Partners, claiming the two outfits had conspired to libel his company in the media and profit from its falling stock price.

Byrne's suit listed an array of alleged defamations and falsehoods by Rocker and Gradient. And Overstock's Web site soon blossomed with an astonishing mélange of flow charts and other schematics, showing the spaghetti plate of alleged ties among his many claimed enemies.

It also was at about this time that Byrne seems to have gained the ear of investigators at the SEC's San Francisco office regarding his company's claimed plight. Not long afterward, the office subpoenaed the first three journalists on Byrne's hit list, followed by the subpoena to Gradient for evidence of its contacts with three more.

Since none of the journalists has been sued by Byrne or anyone else for publishing something defamatory about Overstock, it is hard to think of any possible reason - except perhaps bureaucratic zealotry and spite - that could explain why the SEC would want the notes and e-mail of the reporters in the first place, let alone continue to pursue them in the face of Cox's assertion that the entire matter was being put on hold.

Cox's lack of leadership has been simply deplorable, and the time is fast approaching when the damage will be irreversible. In his announcement putting the SEC's first round of subpoenas on hold, Cox did his best to buddy up to the press, claiming the media and the SEC were historic partners in rooting out malfeasance on Wall Street.

BUT the press is more than just a partner to the SEC; it is the com mission's seeing eye dog. Nearly every major SEC case of the last quarter-century originated not with the commission, but with some reporter covering Wall Street who uncovered the illegal behavior and wrote about it first.

Were it not for an early 2001 article by Fortune reporter Bethany McLean, the SEC would still be staring in glassy-eyed approval at the accounting world den of thieves known as Enron Corp. Yet instead of carrying her through the canyons of Wall Street on a sedan chair with vine leaves through her hair, she is one of the nine reporters whose contacts with Gradient Analytics the commission has subpoenaed Gradient to cough up to investigators.

What blockhead at the SEC allowed this to happen? Why didn't Cox stop it? Why hasn't he stopped any of this? It's a disgrace. For shame, Chris Cox, for shame.

cbyron@nypost.com

Your name:
Title:
Comment:
Please limit your comments to 500 characters. For longer comments, use our forums.
Subscribe via Email
Get This Blog via Email:


Powered by Squeet.com
Sanity Check Archive
Resources
Copyright © 2006 The Sanity Check   |  Privacy Statement  |  Terms Of Use